| 14-02756 | 03/25/2016 | Claimant(s): Woodcock Foundation
Claimant Lawyers(s): Christopher W. Haden
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Steven M. Malina
Arbitrator(s): Charles H. Maguire, Amelia F. Adams, Fred J. Naffziger
Hearing Site: Louisville, KY
|  | Expungement |
| 13-00549 | 03/21/2016 | Claimant(s): Crystal Diamond., Interphase., Roy M. Speer Fndn U/T/A dtd 12/16/86, Estate of Roy M. Speer, Roy M. Speer Rev. Trst U/T/A dtd 5/11/06
Claimant Lawyers(s): Scott C. Ilgenfritz
Respondent(s): Ami Forte, Morgan Stanley, Terry McCoy
Respondent Lawyers(s): Colleen M. Fitzgerald, Jason M. Fedo
Arbitrator(s): Russell W. Merriman, Henry A. Tenenbaum, David F. Simon
Hearing Site: Tampa, FL
| | $34,387,800 |
| 15-00669 | 03/21/2016 | Claimant(s): Castaway LP
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa Muehlfeld
Arbitrator(s): Phillip Lee Scheldt, G. Maynard Green, Robert J. Gregory
Hearing Site: Dallas, TX
| | $0 |
| 15-02102 | 03/18/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Lewis Davis
Respondent Lawyers(s): Lewis Adam Davis
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | |
| 13-02432 | 03/09/2016 | Claimant(s): Brian Melbourne, Brian Shepherd
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Edward W. Morris, Carol Maria Luttati, Jon Martino
Hearing Site: New York, NY
| | |
| 15-00072 | 03/09/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Christopher Smith
Respondent Lawyers(s): Christopher Ray Smith
Arbitrator(s): Nigel W. Sadd, James C. Hoover, Robert N. Kohn
Hearing Site: Birmingham, AL
| | |
| 13-02927 | 03/08/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Richard Hill
Respondent Lawyers(s): Richard Wayne Hill
Arbitrator(s): Arthur H. Geffen, Mark A. Myers, Edward J. Lynch
Hearing Site: Dallas, TX
| | |
| 13-03659 | 03/08/2016 | Claimant(s): Barbara Klotz, Richard Klotz
Claimant Lawyers(s): Anthony Reguero, M. Ryan DiMaria
Respondent(s): Gary Roney, Jack Hartfelder, Morgan Stanley
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): David J. Anderson, A. Joel Klein, Terry D. Anderson
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-01926 | 03/08/2016 | Claimant(s): Joseph Molloy
Claimant Lawyers(s): Joseph M. Molloy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
| | $427 |
| 13-01000 | 03/04/2016 | Claimant(s): David Wender, Sam Owen, David F. Wender, M.D. IRA, Sam Bryan Owen, SEP IRA, Newborn Assoc. PA Salary Savings Plan
Claimant Lawyers(s): Frank Kim Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): John C. Burch, Mark A. Myers, James L. Warren
Hearing Site: Jackson, MS
| | Expungement |
