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FINRA Awards for Charles H. Maguire

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0275603/25/2016Claimant(s): Woodcock Foundation
Claimant Lawyers(s): Christopher W. Haden
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Steven M. Malina
Arbitrator(s): Charles H. Maguire, Amelia F. Adams, Fred J. Naffziger
Hearing Site: Louisville, KY
Checkmark IconExpungement
11-0274011/01/2012Claimant(s): Wanda L. Lombardo Rev. Trust
Claimant Lawyers(s): David P. Meyer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Charles H. Maguire, Charles D. Underwood, Stephen P. Calardo
Hearing Site: Cincinnati, OH
Checkmark IconExpungement

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