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FINRA Awards for Morgan Stanley

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Displaying 51-60 out of 1,361 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0298603/08/2024Claimant(s): Christopher Leak
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Charlotte, NC
23-0310603/01/2024Claimant(s): Robin Wright
Claimant Lawyers(s): Todd Green
Respondent(s): Morgan Stanley, E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
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23-0121002/27/2024Claimant(s): Morgan Stanley
Claimant Lawyers(s): Glen Silverstein
Respondent(s): Irina Elsarky, Mohamed Elsarky
Respondent Lawyers(s): Irina Elsarky, Mohamed Elsarky
Arbitrator(s): Sandra J. Mullings, Thomas M. Madden, Thomas Patrick Moynihan
Hearing Site: New York, NY
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23-0256402/23/2024Claimant(s): Evan Savarick
Claimant Lawyers(s): Robert Moses
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
23-0302202/13/2024Claimant(s): Daniel Sears
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
23-0225002/12/2024Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Todd Ratner
Respondent(s): Gerald Fils
Respondent Lawyers(s): Gerald Louis Fils
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
22-0163902/05/2024Claimant(s): Deborah Adeimy
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Edward R. Niederriter, Scott Manker, Rene Enrique Lamar
Hearing Site: Boca Raton, FL
23-0148501/31/2024Claimant(s): Diego Macedo
Claimant Lawyers(s): Everett Pritchard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Emily Z. Culbertson
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
23-0127201/11/2024Claimant(s): James Flood
Claimant Lawyers(s): Joseph L. Calabrese
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Jeffrey Alan Helewitz, Lynne M. Reid-McQueen, Jonathan Abrams
Hearing Site: New York, NY
23-0246812/29/2023Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Kwame Adusei
Respondent Lawyers(s): Kwame Adusei
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY

1,361 Results

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