| 23-02468 | 12/29/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Kwame Adusei
Respondent Lawyers(s): Kwame Adusei
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY
| | |
| 23-01889 | 12/15/2023 | Claimant(s): Kristopher Watts, Sherri Omdahl
Claimant Lawyers(s): Peter R. Boutin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Elisabeth Kratka
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 23-00545 | 12/12/2023 | Claimant(s): Martin Gruner
Claimant Lawyers(s): Kristina Contreras
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 23-01417 | 11/21/2023 | Claimant(s): Charles Natt
Claimant Lawyers(s): Adam Kauff
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alexandros Diplas
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
| | |
| 23-00761 | 11/17/2023 | Claimant(s): Kimberley Hatchett
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Julian F. Santos, Serge Krimnus, Anthony J Casino
Hearing Site: New York, NY
| | |
| 23-00597 | 11/16/2023 | Claimant(s): Noah Doyle
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
| | |
| 23-00168 | 11/14/2023 | Claimant(s): Laura Casey
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda L. Parisi
Arbitrator(s): Howard Alan Grinsberg
Hearing Site: Jersey City, NJ
| | |
| 22-00645 | 11/13/2023 | Claimant(s): Thomas Sowers
Claimant Lawyers(s): Thomas S. Sowers
Respondent(s): Morgan Stanley, Geoffrey Korwan
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jim Geiger, Michael J. Ahlstrom, Todd B. Johnson
Hearing Site: Charleston, WV
|  | $0 |
| 22-00277 | 11/10/2023 | Claimant(s): Brian Merriam, Judith Merriam
Claimant Lawyers(s): George J. Szary
Respondent(s): Morgan Stanley, Jeffrey Hollander
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Linda A. Cotton, Jennifer L. Bliss, Thomas M. Madden
Hearing Site: Albany, NY
| | $200,000 |
| 21-01965 | 11/08/2023 | Claimant(s): Julie O'Rourke
Claimant Lawyers(s): Pierre Ciric
Respondent(s): Morgan Stanley, Kathleen Entwistle, UBS Financial Services Inc.
Respondent Lawyers(s): Amanda Parisi, Anastasia B. Wohar, David I. Hantman
Arbitrator(s): Oliver W. Williams, Andrew M. Schmertz, Richard Gary Stelnik
Hearing Site: New York, NY
| | Expungement |
