| 17-02556 | 10/03/2018 | Claimant(s): Susan Radzinowicz
Claimant Lawyers(s): John F. Newell
Respondent(s): Morgan Stanley, Stephen Crane
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Elizabeth C. Simon, Mark W Solock, Michael John Gallagher
Hearing Site: Chicago, IL
|  | $0 |
| 17-01935 | 09/27/2018 | Claimant(s): Bob Rogers, Bobby and Michelle Rogers Family Trust
Claimant Lawyers(s): Juan C. Castaneda
Respondent(s): Morgan Stanley, Robert Nelson
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Sally G. Williams, Thomas L. Marshall, Charles Chia-Lin Hsieh
Hearing Site: San Diego, CA
| | $0 |
| 15-03361 | 09/25/2018 | Claimant(s): Javier Melendez
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Adriana Pineiro, Morgan Stanley, Jorge Dalati, Luis Gonzalez Ocque, Miguel Gonzalez Ocque
Respondent Lawyers(s): Jaime Guttman, Jorge A. Mestre
Arbitrator(s): Martin A. Feigenbaum, Michael T. Williams, Nanci Sondra Landy
Hearing Site: Miami, FL
| | $0 |
| 18-02122 | 09/21/2018 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Joseph A. Cialone
Respondent(s): Phillip Schreiner
Respondent Lawyers(s): Phillip Albert Schreiner
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 18-01812 | 09/21/2018 | Claimant(s): Amy Tartikoff Gitelman
Claimant Lawyers(s): Amy Tartikoff Gitelman
Respondent(s): Morgan Stanley, Mary Boyle
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | $213 |
| 18-01958 | 09/19/2018 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Michael Nunez
Respondent Lawyers(s): Michael Ramon Nunez
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
| | |
| 17-02179 | 09/13/2018 | Claimant(s): Margaret Higginbotham, The Margaret C. Higginbotham Trust
Claimant Lawyers(s): David Meyer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Robert J. Scafuri, Joseph R. Soraghan, Sarah R. Cole
Hearing Site: Columbus, OH
| | Expungement |
| 18-00401 | 09/10/2018 | Claimant(s): Bruce Ballard
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Todd A. Holeman
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 17-01346 | 09/10/2018 | Claimant(s): Solomon Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Steven Gerard Goerke, Will Murphy, Thomas Fred Meyer
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-03491 | 08/29/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Travis Chapin
Respondent(s): Michael Mawby
Respondent Lawyers(s): Steve Wasserman
Arbitrator(s): Tracy L. Allen, Stephen M. Bales, David Rosenblum Cohen
Hearing Site: Cleveland, OH
| | |
