Potomac Analytics' Logo

FINRA Awards for Morgan Stanley

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 321-330 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0438708/15/2019Claimant(s): Brian Eagon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Abigail D. Elrod, Elisabeth Kratka
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
18-0220708/15/2019Claimant(s): Warren Pitre
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Sherry R. Wetsch, Ashley Lucile Belleau, Bertrand C. Moser
Hearing Site: New Orleans, LA
Checkmark IconExpungement
19-0072608/08/2019Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Timothy Skinner
Respondent Lawyers(s): Timothy Francis Skinner
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
19-0106108/07/2019Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Lauren Whetstone
Respondent(s): Frankie Gonzalez
Respondent Lawyers(s): Frankie Gonzalez
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
18-0358108/05/2019Claimant(s): Morgan Stanley, Joseph Goscienski
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): Kamel Kazan
Respondent Lawyers(s): Kamel Kazan
Arbitrator(s): Fred S. Pieroni, Robert E. Anderson, Carl Mario Martorano
Hearing Site: Newark, NJ
Checkmark IconExpungement
18-0212008/05/2019Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0436808/02/2019Claimant(s): Timothy Thomas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
18-0441207/24/2019Claimant(s): Kathleen Hobart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Paul R. Meyer
Hearing Site: Seattle, WA
18-0432607/22/2019Claimant(s): Denise Leong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
18-0276907/16/2019Claimant(s): Robert Sklar
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): James K. Langdon, Trae D. Meyr
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL

1,352 Results

Display: