| 19-01872 | 10/18/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Trent M. Latta
Respondent(s): John Baron
Respondent Lawyers(s): John Antonio Baron
Arbitrator(s): Howard R. Gaines
Hearing Site: Salt Lake City, UT
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| 19-00272 | 10/03/2019 | Claimant(s): Lee Henderson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
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| 19-01579 | 10/03/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Peter Ingraham
Respondent Lawyers(s): Peter J. Ingraham
Arbitrator(s): Bernard A. Becker
Hearing Site: Boca Raton, FL
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| 18-02617 | 10/02/2019 | Claimant(s): Rebecca Frederick
Claimant Lawyers(s): Rebecca Frederick
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
|  | $0 |
| 19-01062 | 09/25/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Lauren R. Whetstone
Respondent(s): Nicholas Giambri
Respondent Lawyers(s): Nicholas Anthony Giambri
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
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| 19-01520 | 09/17/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Steven Silverthorne
Respondent Lawyers(s): Steven M. Silverthorne
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 18-04389 | 09/16/2019 | Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
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| 19-01398 | 09/06/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Travis Chapin
Respondent(s): David Kraft
Respondent Lawyers(s): David Wayne Kraft
Arbitrator(s): Bernard A. Becker
Hearing Site: Boca Raton, FL
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| 17-03494 | 08/20/2019 | Claimant(s): Suzanne Takowsky, Suzanne Takowsky Rev Trust DTD 5/20/14
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Barbara M. Zak, Pamela Jane Koslow, Erin Person
Hearing Site: Los Angeles, CA
| | $300 |
| 19-00764 | 08/16/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Bruce M. Lewitas
Respondent(s): Joseph Smith
Respondent Lawyers(s): Joseph Smith
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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