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FINRA Awards for Morgan Stanley

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Displaying 211-220 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0269106/03/2021Claimant(s): Jadina Lilien
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Morgan Stanley, Nancy Glassman
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
Checkmark IconExpungement
20-0405406/03/2021Claimant(s): Eileen Moody
Claimant Lawyers(s): John S. Moody
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
Checkmark IconExpungement
21-0013705/27/2021Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing,
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Jeanette Stofleth
Respondent Lawyers(s): Donna Mack
Arbitrator(s): Robert M Stein
Hearing Site: Seattle, WA
20-0267705/21/2021Claimant(s): Seth Henrie
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Erik R. Siering
Hearing Site: Phoenix, AZ
20-0272105/14/2021Claimant(s): Norman Robertson
Claimant Lawyers(s): Frances Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey P. Palmer
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
20-0045605/11/2021Claimant(s): Estate of Charles Hunter Montgomery, Dec, The Montgomery Children's 1998 Trust
Claimant Lawyers(s): William Fred Hagans
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Thomas A. Martin, Michael Hendryx, Jonathan Charles Day
Hearing Site: Houston, TX
Checkmark Icon$172,813
19-0202505/10/2021Claimant(s): Clyde Holland, Michele Holland
Claimant Lawyers(s): Randall Place
Respondent(s): Morgan Stanley, Thomas Eisenhuth
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Ron Pekoe, Gayle B. Carlson, John Briggs
Hearing Site: Orlando, FL
Checkmark IconExpungement
20-0070805/06/2021Claimant(s): Stewart Miller
Claimant Lawyers(s): Mark S. Pincus
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Philip J. Campisi
Arbitrator(s): Madelon M. Rosenfeld, Steven A. Harris, Neil A. Sussman
Hearing Site: New York, NY
20-0268004/29/2021Claimant(s): Max Sanel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Erik R. Siering
Hearing Site: Phoenix, AZ
20-0207904/27/2021Claimant(s): Mikedmat Dena Inc.
Claimant Lawyers(s): John Dellaportas
Respondent(s): Morgan Stanley, Jacob Shapira
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard L. Sobel, Lori H. Carena, Alan Robert Sacks
Hearing Site: New York, NY
Checkmark Icon$782,279

1,352 Results

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