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FINRA Awards for Morgan Stanley

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Displaying 1,241-1,250 out of 1,355 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0004510/25/2011Claimant(s): Michael Mohan
Claimant Lawyers(s): Joseph P. Webber
Respondent(s): Citigroup Global Markets., Morgan Stanley, Robert Marwill, Steven Mechlowicz
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): James E. Schlottmann, Jerry C. Prestridge, Bertrand C. Moser
Hearing Site: Houston, TX
Checkmark Icon$674,755
10-0299410/19/2011Claimant(s): Royce Thornton, Willie Thornton
Claimant Lawyers(s): Royce Thornton
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): John G. Manley
Hearing Site: Birmingham, AL
Checkmark Icon$0
10-0149310/14/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): David Lee
Respondent(s): Bruce Osborne
Respondent Lawyers(s): Kenneth W. Baisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
$0
11-0185410/11/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): David Neison
Respondent Lawyers(s): David C. Neison
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY
$0
10-0532210/10/2011Claimant(s): Jayakumar Muthukamatchi, Jayakumar Muthukamatchi IRA
Claimant Lawyers(s): Jayakumar Muthukamatchi
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Ira G. Rosenstein
Arbitrator(s): Jim Geiger
Hearing Site: Wilmington, DE
Checkmark Icon$0
10-0442410/07/2011Claimant(s): Michael Colombino
Claimant Lawyers(s): William C. Rand
Respondent(s): Ashraf Elghandour, Morgan Stanley
Respondent Lawyers(s): Susan MacFarlane
Arbitrator(s): John A. Scudiero, Joan M. Traub, Roland E. Wyatt
Hearing Site: New York, NY
Checkmark Icon$0
11-0122810/05/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Bruce Lanahan
Respondent Lawyers(s): Bruce G. Lanahan
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
$0
10-0444410/04/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Elliott Moskowitz
Respondent Lawyers(s): Michael G. Donovan
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Raleigh, NC
$0
11-0211410/03/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Nick Kerrigan
Respondent Lawyers(s): Nick John Kerrigan
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
$0
11-0150809/29/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William McGuane
Respondent Lawyers(s): William McGuane
Arbitrator(s): Leo G. Stern
Hearing Site: Des Moines, IA
$0

1,355 Results

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