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FINRA Awards for Centaurus Financial.

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Displaying 31-40 out of 55 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0340605/31/2019Claimant(s): Michael Frager
Claimant Lawyers(s): R. Craig Zafis
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael Leahy
Arbitrator(s): Mitchell Lee Lathrop
Hearing Site: San Diego, CA
18-0251403/01/2019Claimant(s): Orion Willis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Invest Financial Corporation, Centaurus Financial.
Respondent Lawyers(s): Michael Leahy, Scott R. Forbush
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
18-0177301/14/2019Claimant(s): Troy Tremblay
Claimant Lawyers(s): Bentley P. Stansbury
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael Leahy
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
17-0275710/22/2018Claimant(s): James Poindexter
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael Leahy
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
18-0078309/21/2018Claimant(s): Jodi Selleck
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael Leahy
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
17-0259705/30/2018Claimant(s): Peter Han
Claimant Lawyers(s): Owen Harnett
Respondent(s): Centaurus Financial., First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Paul King
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
15-0245308/08/2017Claimant(s): Patricia Dash
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Nathan E. Smith
Arbitrator(s): Robert P. Ross, Jane D. Lollis, Gregory Hunter Mathews
Hearing Site: Louisville, KY
Checkmark IconExpungement
16-0178704/17/2017Claimant(s): Linda Tedrahn
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Gregory Kinkead, Joseph Papez, Centaurus Financial.
Respondent Lawyers(s): David Markun, Paul King
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV
Checkmark Icon$0
14-0245006/03/2016Claimant(s): Anna Baugh, Colin Baugh, Madeline Baugh, Margaret Polito, Madeline Baugh IRA, Margaret Polito IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Jo-Marie Lisa, Steven M. Guttell, John Austin Darden
Hearing Site: Albuquerque, NM
Checkmark Icon$150,600
15-0013403/24/2016Claimant(s): Yoav Karni
Claimant Lawyers(s): Ryan T. Dunn
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Dave Lenny
Arbitrator(s): Carl B. Noelke
Hearing Site: San Francisco, CA

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