| 12-01358 | 10/15/2012 | Claimant(s): Edward Brownstein
Claimant Lawyers(s): Dana S. Gloor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Richard Charles Hotvedt
Hearing Site: Baltimore, MD
| | |
| 11-01425 | 06/07/2012 | Claimant(s): Estate of Richard Taggart, Taggart Estate Planning Trust
Claimant Lawyers(s): David Gaba
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James A. Vawter, G. E. Craig Doupe, Joan Helen Lukasik
Hearing Site: Seattle, WA
|  | $548,960 |
| 11-04745 | 05/16/2012 | Claimant(s): Brian Rutherford
Claimant Lawyers(s): Brian J Rutherford
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Providence, RI
| | $0 |
| 09-06772 | 05/08/2012 | Claimant(s): Susan Shalov
Claimant Lawyers(s): Robert Bertsch
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alan J. Duncan, R. Peter Faris, Brent J. Rosenbaum
Hearing Site: Las Vegas, NV
| | $0 |
| 11-03984 | 04/23/2012 | Claimant(s): Suzan S. Amara and Ayman S. Amara
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
| | $5,576 |
| 11-02896 | 02/24/2012 | Claimant(s): Daniel McCarthy
Claimant Lawyers(s): Dan McCarthy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
| | $0 |
| 10-05785 | 09/29/2011 | Claimant(s): Orval Beckmon
Claimant Lawyers(s): Barry D. Estell
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James A. Hayes, Wilburta Ann Willey, John James Rubin
Hearing Site: Wichita, KS
| | $0 |
| 10-00377 | 08/04/2011 | Claimant(s): Anne Erickson, Robert Erickson
Claimant Lawyers(s): Mark K. Davis
Respondent(s): Craig Johnsen, TD Ameritrade., Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group LLC
Respondent Lawyers(s): James J. Vihstadt, William E. Fitzharris
Arbitrator(s): John A. Bender, Thomas D. Cochran, Richard L. Warner
Hearing Site: Seattle, WA
| | $65,013 |
| 10-00353 | 07/21/2011 | Claimant(s): Keith Newman, Shaila Newman
Claimant Lawyers(s): Keith Newman, Shaila Newman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Randall W Heinrich
Hearing Site: Houston, TX
| | $0 |
| 09-03880 | 01/11/2011 | Claimant(s): Dan Salamie
Claimant Lawyers(s): Dana F. Eddy
Respondent(s): Bruce Conrad, TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt, William V. DePaulo
Arbitrator(s): W. Sean Kelleher, Randy Cepuch, W. Michael Frazier
Hearing Site: Charleston, WV
| | $0 |
