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FINRA Awards for Taggart Estate Planning Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0142506/07/2012Claimant(s): Estate of Richard Taggart, Taggart Estate Planning Trust
Claimant Lawyers(s): David Gaba
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James A. Vawter, G. E. Craig Doupe, Joan Helen Lukasik
Hearing Site: Seattle, WA
Checkmark Icon$548,960

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