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FINRA Awards for James J. Vihstadt

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Displaying 11-20 out of 124 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0021706/12/2023Claimant(s): Minjoo Lee
Claimant Lawyers(s): Minjoo Lee
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mary Mackey
Hearing Site: San Francisco, CA
Checkmark Icon$0
22-0288305/01/2023Claimant(s): Tongzhou Luo
Claimant Lawyers(s): Tongzhou Luo
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Isidoro Berkman
Hearing Site: Seattle, WA
Checkmark Icon$175
22-0065303/10/2023Claimant(s): Oscar Starker, Powernet
Claimant Lawyers(s): Oscar Starker
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$0
22-0183001/19/2023Claimant(s): Keren Jeanfort and Fortuno Jeanfort
Claimant Lawyers(s): Keren Jeanfort
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
Checkmark Icon$0
22-0060612/30/2022Claimant(s): Michael Bledsoe
Claimant Lawyers(s): Michael Bledsoe
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Leon Fox, Scott Stauffer, Shimon Benyamin Kahan
Hearing Site: Chicago, IL
Checkmark Icon$0
22-0140112/23/2022Claimant(s): Richard Hauser
Claimant Lawyers(s): Richard M. Hauser
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark W Solock
Hearing Site: Milwaukee, WI
Checkmark Icon$0
22-0046812/21/2022Claimant(s): Barbara Michaels
Claimant Lawyers(s): Bruce H. Bergen
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
Checkmark Icon$5,566
22-0049311/07/2022Claimant(s): Brian Birkes
Claimant Lawyers(s): Brian C. Birkes
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Maryanne M. Esser
Hearing Site: Little Rock, AR
Checkmark Icon$4,371
21-0281010/20/2022Claimant(s): Ariyo Noibi
Claimant Lawyers(s): Ariyo Noibi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
Checkmark Icon$0
21-0266110/04/2022Claimant(s): Ricardo De Los Santos, Sandra De Los Santos
Claimant Lawyers(s): Ricardo De Los Santos
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Frances Johnson Wright, David A. Schuler, Valarie Wright
Hearing Site: Dallas, TX
Checkmark Icon$96,193

124 Results

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