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FINRA Awards for TD Ameritrade.

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Displaying 381-390 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0020909/30/2009Claimant(s): Elliott Sklar and Naomi Sklar, Elliott Sklar and Naomi Sklar Trust
Claimant Lawyers(s): Elliott Sklar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
05-0016509/29/2009Claimant(s): David Sherman
Claimant Lawyers(s): David E. Sherman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
Checkmark Icon$0
08-0429909/22/2009Claimant(s): Jennifer McNulty
Claimant Lawyers(s): Robert A. Vallone
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$5,700
09-0187609/17/2009Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Robert Lieblang
Respondent Lawyers(s): Robert J. Lieblang
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
Checkmark Icon$0
08-0048408/24/2009Claimant(s): Hector Huertas
Claimant Lawyers(s): Hector L. Huertas
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Michael E. Scullin, Richard Frank Colello, Gary I. Kravis
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0124408/11/2009Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Mujib Rahman
Respondent Lawyers(s): Mujib Rahman
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
Checkmark Icon$0
08-0225507/21/2009Claimant(s): Hung Hoang
Claimant Lawyers(s): James T. Kim
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Harry B. Endsley, E. Duane Stephens, Hadden Wing Roth
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0036707/08/2009Claimant(s): Alan Gelband Co. Def. Contr. Pension Pla
Claimant Lawyers(s): Alan Gelband
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Edward G. Toptani
Hearing Site: New York, NY
Checkmark Icon$213
08-0044706/26/2009Claimant(s): Samuel McDonald
Claimant Lawyers(s): Sam McDonald
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Maurice J. Skoler, Thomas H. Tucker, Leon E. Byng
Hearing Site: Boston, MA
Checkmark Icon$0
09-0052206/25/2009Claimant(s): Michael R. Ladanyi, IRA
Claimant Lawyers(s): Michael R. Ladanyi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James M. Shaker
Hearing Site: Seattle, WA
Checkmark Icon$88

419 Results

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