Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01539 | 01/29/2014 | Claimant(s): Jang Kongthong Claimant Lawyers(s): Jang Kongthong Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Roberta Haft Hearing Site: Las Vegas, NV |  | $0 |
| 11-03894 | 11/08/2013 | Claimant(s): Jeffrey Foster Claimant Lawyers(s): Steven M. Cloh Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Theodore W. Wrobleski, Shelby Webb, Howard T. Goffen Hearing Site: Chicago, IL | | $61,732 |
| 13-00196 | 11/08/2013 | Claimant(s): Jeffrey Szynkarski Claimant Lawyers(s): Jeffrey R. Szynkarski Respondent(s): Casey Doody, James Epervary, TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Tom L. Peterson Hearing Site: Providence, RI | | $0 |
| 11-03309 | 10/04/2013 | Claimant(s): Kim Collins Claimant Lawyers(s): Moshe Y. Singer Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Randall W Heinrich Hearing Site: New Orleans, LA | | $0 |
| 13-00661 | 09/25/2013 | Claimant(s): Alan Peterson Claimant Lawyers(s): Alan D. Peterson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): O. Meredith Wilson Hearing Site: Portland, OR | | $88 |
| 13-00086 | 08/05/2013 | Claimant(s): Jeffrey Kaplan Claimant Lawyers(s): Jeffrey W. Kaplan Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | | $1,700 |
| 13-00229 | 07/31/2013 | Claimant(s): Ronald Agel Claimant Lawyers(s): Ronald Agel Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Ronald L. Cheney Hearing Site: Boston, MA | | $0 |
| 12-03734 | 07/24/2013 | Claimant(s): Scott Gordon Claimant Lawyers(s): Scott Gordon Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Thomas H. Barnard Hearing Site: Charleston, WV | | $0 |
| 12-01225 | 07/02/2013 | Claimant(s): The Estate of Max Bernstein Claimant Lawyers(s): Samuel Goldman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): David S. Billet, Paul K. Barenholtz, Bryan Lane Berson Hearing Site: New York, NY | | $0 |
| 11-03725 | 06/18/2013 | Claimant(s): Laurent La Brie Claimant Lawyers(s): Andrew L. Jiranek Respondent(s): TD Ameritrade., Scott Cornett Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD | | $0 |