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FINRA Awards for TD Ameritrade.

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Displaying 261-270 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0104909/23/2014Claimant(s): Alfred Koeniger
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
Checkmark Icon$0
14-0043209/12/2014Claimant(s): James Joyner
Claimant Lawyers(s): James B. Joyner
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
Checkmark Icon$0
14-0088809/12/2014Claimant(s): Matthew Iles
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Robert D. Greenlee
Hearing Site: Denver, CO
Checkmark Icon$213
14-0099409/09/2014Claimant(s): Ronald Schanck
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0035508/25/2014Claimant(s): Timothy Lee
Claimant Lawyers(s): Timothy Lee
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Megan A. Lamberti
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
Checkmark Icon$0
14-0074208/19/2014Claimant(s): Mark Robinson
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Manchester, NH
Checkmark Icon$0
14-0017908/15/2014Claimant(s): Larry Wiggins
Claimant Lawyers(s): Larry G. Wiggins
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Megan A. Lamberti
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
Checkmark Icon$0
13-0303608/05/2014Claimant(s): Patrick Sandru
Claimant Lawyers(s): Patrick J. Sandru
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
Checkmark Icon$0
14-0048508/05/2014Claimant(s): Corey Tashkin
Claimant Lawyers(s): Adam M. Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Audrey Belitz Rauchway
Hearing Site: Tampa, FL
Checkmark Icon$300
12-0050807/24/2014Claimant(s): Nohar Sumasar
Claimant Lawyers(s): Brian H. Brick
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson
Hearing Site: New York, NY
Checkmark IconExpungement

419 Results

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