Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03071 | 12/02/2015 | Claimant(s): Genesis Venture Capital Corporation, S.E.A. Land Development Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): TD Ameritrade., Thinkorswim. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Isidoro Berkman, Sterling N. Frost, Douglas J. Pavese Hearing Site: San Francisco, CA |  | $0 |
| 13-02607 | 11/12/2015 | Claimant(s): Chris Saporito Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Gordon M. Wase, Fred M. Fleisher, Donald Saunders Litman Hearing Site: Philadelphia, PA | | $0 |
| 15-00378 | 11/09/2015 | Claimant(s): Laurel Ulrich Claimant Lawyers(s): Jon L. Brunenkant Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Roy B. Gonas Hearing Site: Boca Raton, FL | | $23,707 |
| 14-01298 | 11/05/2015 | Claimant(s): Fredrik Gabriel Claimant Lawyers(s): Edward R. Moor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Michael S. Matek, Lee H. Goodman, Charles Orlove Hearing Site: Chicago, IL | | $0 |
| 14-01786 | 08/31/2015 | Claimant(s): Uzoma Ogene Claimant Lawyers(s): Uzoma Ogene Respondent(s): TD Ameritrade., Jeffrey Plummer Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): James R. McGuone, Bernard Leroy Lynch, James David Askren Hearing Site: Atlanta, GA | ||
| 14-03476 | 07/14/2015 | Claimant(s): Helena Harnash Claimant Lawyers(s): Todd S. Roth Respondent(s): TD Ameritrade. Respondent Lawyers(s): Robert C. Harris Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | | $0 |
| 14-02860 | 06/26/2015 | Claimant(s): Amiram Barkai, Ariel Barkai, Eileen Barkai Claimant Lawyers(s): Christopher J. Major Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Bernard Lieberman Hearing Site: New York, NY | | $605,000 |
| 14-03278 | 06/24/2015 | Claimant(s): Marcel Rosen Claimant Lawyers(s): Marcel Rosen Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | | $0 |
| 14-03716 | 06/12/2015 | Claimant(s): Mark Nance Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Paul Lansing Hearing Site: St. Louis, MO | | $25 |
| 14-03200 | 06/09/2015 | Claimant(s): David Coatney, Erin Coatney, Kierstin Coatney, sheri Coatney Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Ronald Harris Kisner Hearing Site: Buffalo, NY | | $0 |