| 07-03186 | 04/08/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Barry Do
Respondent Lawyers(s): Barry Do
Arbitrator(s): Nick G. Tarlson
Hearing Site:
|  | $0 |
| 07-02995 | 04/03/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Todd Smith
Respondent Lawyers(s): Todd Smith
Arbitrator(s): Jonathan H. Larson
Hearing Site: Augusta, ME
| | |
| 06-04996 | 04/03/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Leonard Coleman
Respondent Lawyers(s): Leonard Coleman
Arbitrator(s): W. Michael Frazier
Hearing Site: Charleston, WV
| | $0 |
| 03-09085 | 03/31/2008 | Claimant(s): Fred Lowenschuss, Laurance Lowenschuss, ENTERED IN ERROR, Alan Lowenschuss Trust UAD 1/24/89, Edward Lowenschuss Trust UAD 1/24/89
Claimant Lawyers(s): Edward Lowenschuss, Fred Lowenschuss
Respondent(s): Sanford I. Weill, Citigroup Global Markets., Jack B. Grubman, John Hoffmann, Joseph Friedman, Kevin McCaffrey, Robert Waldman
Respondent Lawyers(s): William F. Alderman
Arbitrator(s): Michael W. Burnett, Erik R. Siering, Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
| 07-00916 | 03/31/2008 | Claimant(s): Janeen Sudaka-Karlsson
Claimant Lawyers(s): Janeen A. Sudaka-Karlsson
Respondent(s): Arthur Auch, Catherine Maguire, Christine Cunningham, Eric Peske, Citigroup Global Markets., James Ducey, James Lombardi, Jelmena Hudson, John Olson, Joseph Plumeri, Karen Siannas, Kathleen Ferraro, Kelly Walsh, Linus Cooke, Lisa Feld, Marcelo Ippoliti, Maria Frattaroli, Merrill Lynch Pierce Fenner & Smith Inc., Philip Gullo, Richard Petit (a/k/a Ecklund), et al
Respondent Lawyers(s): Edwin Zipf, Richard A. Petit (a/k/a Ecklund), Victor A. Machcinski
Arbitrator(s): Robert L. Palleschi, Martin H. Zern, Valerie Robbin Watts
Hearing Site: New York, NY
| | $0 |
| 07-00489 | 03/27/2008 | Claimant(s): Patricia Pearson
Claimant Lawyers(s): Patricia Ann Pearson
Respondent(s): Barbara Ahern, Citigroup Global Markets., Michael Passeroff, William Dodge
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | $18,000 |
| 97-00418 | 03/27/2008 | Claimant(s): Howard Kabrins
Claimant Lawyers(s): Howdy Kabrins
Respondent(s): Citigroup Global Markets., Richard Goldstein
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Roberta Haft, Clyde Kenan Oldham
Hearing Site: Los Angeles, CA
| | $0 |
| 06-04197 | 03/26/2008 | Claimant(s): Elizabeth Schaper, POA for Armin and E
Claimant Lawyers(s): Jeffrey I. Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley
Respondent Lawyers(s): Douglas B. Appel, Edward Turan
Arbitrator(s):
Hearing Site: New York, NY
| | $11,630 |
| 06-04256 | 03/26/2008 | Claimant(s): Elizabeth Schaper, Exec for Armin & Ethe
Claimant Lawyers(s): Jeffrey I Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley, Renuka Nayar
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Andrew H. Freund, Francis Carling, Howard A. Baker
Hearing Site: New York, NY
| | $11,630 |
| 06-00575 | 03/14/2008 | Claimant(s): James O'Leary
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Citigroup Global Markets., Ron Sallet
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Jack Friedman, Louis H. Miron, James M. Baumann
Hearing Site: Newark, NJ
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