Potomac Analytics' Logo

FINRA Awards for Nick G. Tarlson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0138305/17/2013Claimant(s): Harvest & Rowe. Retirement Plan
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Allison Rowe, Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela, Brett A. Alcala
Arbitrator(s): Nick G. Tarlson
Hearing Site: San Francisco, CA
Checkmark Icon$17,384
08-0387805/13/2009Claimant(s): Michael Ioane
Claimant Lawyers(s): Michael Scott Ioane
Respondent(s): Scottrade.
Respondent Lawyers(s): Ryan M. Blum
Arbitrator(s): Nick G. Tarlson
Hearing Site: San Francisco, CA
Checkmark Icon$2,538
07-0318604/08/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Barry Do
Respondent Lawyers(s): Barry Do
Arbitrator(s): Nick G. Tarlson
Hearing Site:
Checkmark Icon$0

3 Results

Display: