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FINRA Awards for Citigroup Global Markets.

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Displaying 691-700 out of 814 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0283706/17/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): David Ricca
Respondent Lawyers(s): David A. Ricca
Arbitrator(s): Lisa Catalano
Hearing Site: New York, NY
07-0318306/13/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David George
Respondent Lawyers(s): David George
Arbitrator(s): Richard D. Brady
Hearing Site: Seattle, WA
Checkmark Icon$0
06-0282706/11/2008Claimant(s): William Katz
Claimant Lawyers(s): James Graven
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Truman M. Hogan, Joseph Edelstein, Richard R. Edmister
Hearing Site: Cleveland, OH
Checkmark Icon$100,000
07-0320106/10/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Barry Brinster
Respondent Lawyers(s): Barry Brinster
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
Checkmark Icon$0
05-0555306/09/2008Claimant(s): William C. and Jeneanne C. Hyatt
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser
Hearing Site: Atlanta, GA
Checkmark Icon$30,695
07-0291006/06/2008Claimant(s): Howard Yee
Claimant Lawyers(s): Alan E. Wolin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Barry Feiden, Camille S. Cooper, Randolph Guggenheimer
Hearing Site: New York, NY
07-0317406/06/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Antonio Tremino
Respondent Lawyers(s): Antonio Tremino
Arbitrator(s): John Daly
Hearing Site: New York, NY
Checkmark Icon$0
07-0317906/04/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Jim Madaffer
Respondent Lawyers(s): Jim Madaffer
Arbitrator(s): Evan A. Gould
Hearing Site: San Diego, CA
Checkmark Icon$0
07-0323806/03/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Eric Johns
Respondent Lawyers(s): Eric Johns
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
Checkmark Icon$0
07-0237606/02/2008Claimant(s): Beatrice Strulowitz
Claimant Lawyers(s): Randall J. Perry
Respondent(s): Frances Goldstein, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, Joseph L. Calabrese
Arbitrator(s): Herbert Z. Geiger, William E. Smith, Daniel A. Pinkus
Hearing Site: Newark, NJ
Checkmark Icon$0

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