| 11-04653 | 06/11/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Christopher Roumayeh
Respondent Lawyers(s): Christopher M. Roumayeh
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
| | |
| 11-00733 | 05/17/2013 | Claimant(s): Kendis Family Trust (A & B Trusts)
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Donald Dreyfus, Kenneth L. Mann, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
|  | Expungement |
| 11-02947 | 05/17/2013 | Claimant(s): Paragon Reserve Company, Texas PGI.
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Preston A. Trimble, Andrea U. Calve, Joseph G. Werner
Hearing Site: Dallas, TX
| | $1,057,670 |
| 11-04468 | 05/16/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Michael Malvin
Respondent Lawyers(s): Michael Adam Malvin
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 12-01511 | 05/14/2013 | Claimant(s): Carrie Meyers, Joseph Meyers
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Linda Ashley, Howard A. Litvack, Louis P. Wagman
Hearing Site: New York, NY
| | Expungement |
| 12-00835 | 05/10/2013 | Claimant(s): Supplemental Needs Trust
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | Expungement |
| 12-01093 | 05/08/2013 | Claimant(s): Stephen Picarello
Claimant Lawyers(s): Elizabeth Kramer
Respondent(s): Citigroup Global Markets., Lauro Reyes
Respondent Lawyers(s): Alex J. Rosenthal
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | $17,680 |
| 12-00997 | 05/06/2013 | Claimant(s): Michael Ryan
Claimant Lawyers(s): Steele T. Williams
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Roger W. Van Deusen, Ruth C. Adrian, Robert Knickerbocker
Hearing Site: Tampa, FL
| | Expungement |
| 08-02072 | 04/25/2013 | Claimant(s): Warner Group.
Claimant Lawyers(s): Barry K. Lake
Respondent(s): Citigroup Global Markets., John Spies
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jeffrey M. Bain, Donald F. Shiffermiller, Albert Bernard Kerkhove
Hearing Site: Omaha, NE
| | |
| 11-02832 | 04/25/2013 | Claimant(s): James Metzger
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Susan C. Lushing, Evonne W.J. Tolbert, Andrew M. Schmertz
Hearing Site: New York, NY
| | $0 |
