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FINRA Awards for Citigroup Global Markets.

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Displaying 151-160 out of 814 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0082811/06/2018Claimant(s): Allen Schreiber
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0094611/01/2018Claimant(s): Edward Glenn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
17-0335410/24/2018Claimant(s): James Schrader
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
18-0041710/22/2018Claimant(s): Michael Butt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co., Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Denise M. Hammond
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
18-0087110/16/2018Claimant(s): Michael Lukas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
18-0026210/09/2018Claimant(s): Christopher Faggioni
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
18-0076909/28/2018Claimant(s): Bradley Thomas, Paul Valtierra
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
18-0101809/14/2018Claimant(s): Alan Jackson, Edwin Bishop
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206
18-0079909/08/2018Claimant(s): David Brown
Claimant Lawyers(s): Eric Litow
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
18-0034408/28/2018Claimant(s): Ralph Linzmeier
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA

814 Results

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