Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04886 | 05/07/2009 | Claimant(s): Barry Sherwin Claimant Lawyers(s): Barry N. Sherwin Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Raquel Terrigno Arbitrator(s): Ira M. Starr Hearing Site: Newark, NJ |  | $213 |
| 08-02228 | 05/06/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Ralph Lustin Respondent Lawyers(s): Ralph A. Lustin Arbitrator(s): James J. Dalton Hearing Site: Atlanta, GA | | $0 |
| 08-00893 | 05/06/2009 | Claimant(s): Donald Burnham, Jr., Kelly Burnham Claimant Lawyers(s): Timothy J. O'Connor Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bruce Cramer Arbitrator(s): Marc R. Green, Brian J. Burstin, Kenneth Dymond Hearing Site: Albany, NY | | $0 |
| 08-03057 | 05/06/2009 | Claimant(s): Ralph Plechner Claimant Lawyers(s): Ralph E. Plechner Respondent(s): Wachovia Securities Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Alan J. Blocher Hearing Site: Philadelphia, PA | | $0 |
| 08-04910 | 05/06/2009 | Claimant(s): Deborah Walsh Claimant Lawyers(s): Deborah C Walsh Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Denise L. Presley Hearing Site: Charlotte, NC | | $0 |
| 06-04460 | 05/05/2009 | Claimant(s): The Burdette P. Mast Trust, The Geraldine K. Mast Trust Claimant Lawyers(s): William S. Bonnheim Respondent(s): Eric Solis Respondent Lawyers(s): Eric A. Solis Arbitrator(s): Pamela M. Katzenberg, Jerome K. Altshuler, Jeffrey Charles Evanello Hearing Site: Phoenix, AZ | | $75,000 |
| 08-03633 | 05/05/2009 | Claimant(s): Dio Javier Claimant Lawyers(s): Dio B Javier Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): A. Joel Klein Hearing Site: Los Angeles, CA | | $3,615 |
| 08-01819 | 05/05/2009 | Claimant(s): Thomas Guastello Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Citigroup Global Markets., Shawn Burr Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): Jerome D. Sobczak, A. Robert Stevenson, Eugene Kenneth Laporte Hearing Site: Detroit, MI | | $0 |
| 08-03794 | 05/04/2009 | Claimant(s): Lila Kliegman, Trustee Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Norman L. Weiss Hearing Site: Boca Raton, FL | | $213 |
| 08-04174 | 05/04/2009 | Claimant(s): Alice Talisse and Richard Talisse Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): Diane Getzler Hearing Site: New York, NY | | $163 |