| 08-01635 | 04/03/2009 | Claimant(s): Pamela Peterson, Vanky Men, William Peterson
Claimant Lawyers(s): Richard J. Gerace
Respondent(s): Jon Berg, Lisa Newman, Marc Kozberg, Michael Leonard, Richard Husebo, Oak Ridge Holding Corporation, The Oak Ridge Financial Services Group,
Respondent Lawyers(s): Christopher A. Grgurich
Arbitrator(s): Lawrence J. Welte, Judith A. Rogosheske, Steven Eric Brandes
Hearing Site: Minneapolis, MN
|  | $187,380 |
| 08-00186 | 04/02/2009 | Claimant(s): Ronald Locke, Saundra Locke
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): Alex Borukhov, Scott Shapiro
Respondent Lawyers(s): Alex Borukhov, Scott A. Shapiro
Arbitrator(s): Cary L. Weissman, S. Jeffrey Minker, Albert Sterman
Hearing Site: Phoenix, AZ
| | $152,000 |
| 08-03082 | 04/02/2009 | Claimant(s): Steven Chilinski
Claimant Lawyers(s): Steven Chilinski
Respondent(s): TD Ameritrade., Patrick Rowley
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James B. Vessey
Hearing Site: Milwaukee, WI
| | $1,832 |
| 08-01920 | 04/02/2009 | Claimant(s): Graham Williamson
Claimant Lawyers(s): Graham S. Williamson
Respondent(s): Monica Malhoit, Prudential Equity Group
Respondent Lawyers(s): Carole A. McDonald, William R. Ahern
Arbitrator(s): Burton L. Ansell
Hearing Site: Detroit, MI
| | $0 |
| 08-02347 | 04/02/2009 | Claimant(s): David L. Fairbairn & Leslie T. Fairbairn
Claimant Lawyers(s): Stephen D. Halfhill
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Curt H. Mueller
Arbitrator(s): Carole Rollinson, Michael H. McConihe, Stephan Paul Carrier
Hearing Site: Washington, DC
| | $0 |
| 08-03634 | 04/02/2009 | Claimant(s): Rodney Glover
Claimant Lawyers(s): Rodney J. Glover
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $25 |
| 08-03753 | 04/01/2009 | Claimant(s): Pointe Capital.
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): TB Architecture, APC
Respondent Lawyers(s): Cory B. Wilson
Arbitrator(s): Leonard E. Benade
Hearing Site: Jackson, MS
| | $0 |
| 08-03718 | 04/01/2009 | Claimant(s): George and Brenda Hansen
Claimant Lawyers(s): George Hansen
Respondent(s): Hugh Bandy, Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $3,869 |
| 08-03495 | 04/01/2009 | Claimant(s): Keyur Gada
Claimant Lawyers(s): Keyur Gada
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Francesco Matteini
Arbitrator(s): Thomas F. Shine
Hearing Site: Orlando, FL
| | $213 |
| 08-03674 | 04/01/2009 | Claimant(s): Jane Ricca
Claimant Lawyers(s): Jane E. Ricca
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
| | $619 |
