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FINRA Awards for Ralph E. Plechner

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0305705/06/2009Claimant(s): Ralph Plechner
Claimant Lawyers(s): Ralph E. Plechner
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Alan J. Blocher
Hearing Site: Philadelphia, PA
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