| 08-01186 | 04/08/2009 | Claimant(s): Paul Skomsky
Claimant Lawyers(s): Paul J. Skomsky
Respondent(s): Jason Ganton, John Orlando, Emmett A. Larkin Company.
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Alun Hywel Jones
Hearing Site: Orlando, FL
|  | $0 |
| 08-01710 | 04/08/2009 | Claimant(s): Frank Woodhouse, Sylvia Woodhouse
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Robert Horton
Arbitrator(s): Philip C. Bennett, Thomas J. Patka, Orville Theodore McCormac
Hearing Site: Tampa, FL
| | $0 |
| 08-02838 | 04/08/2009 | Claimant(s): RPM 006 Sigma Press Inc 401K Profit Shar
Claimant Lawyers(s): Donald T. Sapit
Respondent(s): Johnthomas Cumbow, Joseph Agee, Joseph Ranucci, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Joyce F. Glucksman
Hearing Site: Atlanta, GA
| | $213 |
| 08-02996 | 04/08/2009 | Claimant(s): Sabato Frusciante
Claimant Lawyers(s): Louis RisCassi
Respondent(s): David Kunold, Uvest Financial Services Group.
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | $0 |
| 08-03988 | 04/08/2009 | Claimant(s): Nani K. Hogle, TTEE Nani K. Hogle Trust
Claimant Lawyers(s): Nani K. Hogle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): William M. Howard
Hearing Site: Salt Lake City, UT
| | $0 |
| 08-04207 | 04/08/2009 | Claimant(s): Alex Roinitis
Claimant Lawyers(s): Alex Roinitis
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
| | $213 |
| 08-02311 | 04/07/2009 | Claimant(s): John Scott
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Myrtle Gilpin-Morgan
Respondent Lawyers(s): Myrtle J. Gilpin-Morgan
Arbitrator(s): C. Anthony Bell, Thomas M. Crawford, Edith M. Novack
Hearing Site: Newark, NJ
| | $145,540 |
| 07-03434 | 04/07/2009 | Claimant(s): Gertrude Meyers, James Myers
Claimant Lawyers(s): James D. Myers
Respondent(s): Sandra Fuller, The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $283 |
| 03-08477 | 04/06/2009 | Claimant(s): Jack Schwartz
Claimant Lawyers(s): Laurens R. Schwartz
Respondent(s): Donald Rosenthal, Citigroup Global Markets., James Schwarz
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): John A. Borgese, Samuel B. Folsom, Herbert N. Fishman
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 08-03232 | 04/06/2009 | Claimant(s): Willliam Frechtman
Claimant Lawyers(s): William Frechtman
Respondent(s): David Park
Respondent Lawyers(s): David Sung Wook Park
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $1,000 |
