| 14-00952 | 04/02/2015 | Claimant(s): Anita Dial, Anita Dial IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Debra L. Weiss
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
|  | $0 |
| 14-02937 | 04/02/2015 | Claimant(s): Refael Shaoulian
Claimant Lawyers(s): Rafael Shaoulian
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $0 |
| 14-03104 | 04/02/2015 | Claimant(s): Martin and Carole Gerstenbluth
Claimant Lawyers(s): Martin Gerstenbluth
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes Esq.
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $38 |
| 13-00769 | 04/01/2015 | Claimant(s): Patricia Marriott
Claimant Lawyers(s): Joshua R. Cohen
Respondent(s): Brian Hobbs, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky, Joseph D. Carney
Arbitrator(s): John T. Meredith, John D. Baird, John C. Aten
Hearing Site: Cleveland, OH
| | $0 |
| 13-02775 | 04/01/2015 | Claimant(s): The Van Huss Family Trust
Claimant Lawyers(s): Curtis Van Huss
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin J. D'Elia
Arbitrator(s): Louis J. Weber, C. Sumpter Logan, Clement Osimetha
Hearing Site: Dallas, TX
| | $0 |
| 14-00243 | 04/01/2015 | Claimant(s): Lisa Pavlakis
Claimant Lawyers(s): Richard C. Schoenstein
Respondent(s): George Morris, Blackwall Capital Markets.
Respondent Lawyers(s): George Morris, Robert M. Bursky
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $107,576 |
| 13-03678 | 04/01/2015 | Claimant(s): Julianna Cohen-Congress
Claimant Lawyers(s): Robert B. Weintraub
Respondent(s): TD Ameritrade., Samuel Borger, Borger Financial Services, Samuel Borger D/B/A Borger Financial Ser
Respondent Lawyers(s): Dana S. Gloor, John F. Olsen
Arbitrator(s): David S. Billet, Eva H. Posman, Arthur Neil Tolciss
Hearing Site: New York, NY
| | $0 |
| 14-00793 | 04/01/2015 | Claimant(s): Armin Jezari
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
| 14-02154 | 04/01/2015 | Claimant(s): Thomas Crandall
Claimant Lawyers(s): Thomas D. Crandall
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Ralph L. Halpern
Hearing Site: Syracuse, NY
| | $0 |
| 14-02855 | 04/01/2015 | Claimant(s): Michel Distel and Anne Distel, JTWROS
Claimant Lawyers(s): Caren S. Brutten
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
