15-02805 | 03/21/2017 | Claimant(s): Melissa Nordick Claimant Lawyers(s): Michael Hill Respondent(s): Emergent Financial Group. Respondent Lawyers(s): Randy J. Sparling Arbitrator(s): Kevin D. Hofman, Gregory John Peterson, Michael Leary Hearing Site: Minneapolis, MN
| | $0 |
16-01442 | 03/21/2017 | Claimant(s): Alice Hedberg Claimant Lawyers(s): Alice L. Hedberg Respondent(s): Torsten Holmes, Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Pamela H. Roderick, Anthony Michael Sabino, Lisa Catalano Hearing Site: New York, NY
| | $0 |
16-02745 | 03/21/2017 | Claimant(s): Bo Young Oh Claimant Lawyers(s): Bo Young Oh Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Alex J. Sabo Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
| | $0 |
15-02216 | 03/20/2017 | Claimant(s): Robert Thoma Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew E. Gelfand Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA
| | Expungement |
16-01817 | 03/20/2017 | Claimant(s): David Morehead Claimant Lawyers(s): David L. Morehead Respondent(s): Joseph Peterson, Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
| | $88 |
15-01514 | 03/17/2017 | Claimant(s): Robert Ehrenspeck Claimant Lawyers(s): Kevin P. Conway Respondent(s): Derek Schure, Mark Melnick, Lightspeed Trading Respondent Lawyers(s): James L. Kopecky, Robert M. Bursky Arbitrator(s): Alice J. P. Lee-Getman, Edward W. Morris, Brian John Gallagher Hearing Site: New York, NY
| | $0 |
16-00942 | 03/16/2017 | Claimant(s): Richard Koerner Claimant Lawyers(s): Raymond D. Barber Respondent(s): Daniel Gieseke, Douglas Ingham, Morgan Stanley Respondent Lawyers(s): Lesley V. Tepper Arbitrator(s): Arocles Aguilar Hearing Site: Honolulu, HI
| | $0 |
15-02068 | 03/14/2017 | Claimant(s): Laura Birzell, Mark Birzell Claimant Lawyers(s): John A. Bender, Kristin Nealey Meier Respondent(s): Nicholas Hodges, Money Concepts Capital Corp. Respondent Lawyers(s): Gabriel Z. Reynoso, Marc S. Dobin Arbitrator(s): Laurel Littman Gothelf, John M. Casey, Kate Jacobson Hearing Site: Seattle, WA
| | Expungement |
15-03181 | 03/14/2017 | Claimant(s): Gary Matt Claimant Lawyers(s): John Muldoon Respondent(s): Anthony Minerva, James Bernthal, Wesley Clinton Respondent Lawyers(s): Anthony Minerva, James Rhys Bernthal, Wesley Owen Clinton Arbitrator(s): John D. Crawford, Sal Presti, Robert J. Albers Hearing Site: Chicago, IL
| | Expungement |
12-00832 | 03/10/2017 | Claimant(s): Estate of Gilmay C. Dube Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT
| | $0 |