18-03240 | 04/03/2019 | Claimant(s): Angela Siegel, The Siegel and Reichek Family Irrevocabl Claimant Lawyers(s): Jeffrey I. Baum Respondent(s): Ameriprise Financial Services., Joel Goodman Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): John D. Nagy Hearing Site: New York, NY
| | $0 |
17-03044 | 04/02/2019 | Claimant(s): Michels Family Investment Trust Claimant Lawyers(s): Gary Menzer Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Gerald Silverman, Gary Frederick Birnberg, Isadora Velazquez-Rivas Hearing Site: Miami, FL
| | Expungement |
18-00121 | 04/02/2019 | Claimant(s): Mirchandani-Xu FLT Claimant Lawyers(s): Michael Hill Respondent(s): TD Ameritrade. Respondent Lawyers(s): Bruce M. Bettigole Arbitrator(s): John J. Fitzpatrick, Jon H. Sylvester, Adrian Alec Colley Hearing Site: San Francisco, CA
| | $0 |
18-03239 | 04/02/2019 | Claimant(s): Charles Chirico Claimant Lawyers(s): David M. White Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Robert J. McDonnell Hearing Site: Newark, NJ
| | $0 |
18-01421 | 04/01/2019 | Claimant(s): Wendy McDaniel Claimant Lawyers(s): Scott L. Silver Respondent(s): Windsor Street Capital Respondent Lawyers(s): John Stalanski Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX
| | $100,000 |
17-03474 | 03/29/2019 | Claimant(s): Eleanora Devenish, Robert Devenish Claimant Lawyers(s): Richard Freeth Respondent(s): Morgan Stanley, Susan Fry Mamis, Susan Gnall Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Robert H. Putnam, John F. Adcock, Kathryn Elizabeth Schwartz Hearing Site: Columbia, SC
| | $0 |
14-01700 | 03/28/2019 | Claimant(s): Scott Foster Claimant Lawyers(s): Scott Foster Respondent(s): Tina Gelmisi, Hantz Financial Services. Respondent Lawyers(s): David J. Shea Arbitrator(s): Mauricio Kohn, William Joseph Caprathe, John Wendell Allen Hearing Site: Detroit, MI
| | $0 |
18-00227 | 03/28/2019 | Claimant(s): Christine Schlosser Claimant Lawyers(s): Kelly Pressler Respondent(s): Dean Heinemann, Clayborne Group LLC Respondent Lawyers(s): David R. Wise Arbitrator(s): Kenneth R. Hotopp, Ira A. Auerbach, Michael Jaffe Hearing Site: Albany, NY
| | $250,000 |
18-02884 | 03/27/2019 | Claimant(s): William Portugal Claimant Lawyers(s): William Portugal Respondent(s): Roshan Loungani, Arete Wealth Management. Respondent Lawyers(s): UnBo (Bob) Chung Arbitrator(s): Matthew Stephen Duchesne Hearing Site: Washington, DC
| | Expungement |
17-02237 | 03/27/2019 | Claimant(s): The Frances E Wright Trust Claimant Lawyers(s): Roger T. Wright Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward Walton Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA
| | $0 |