| 18-02708 | 07/15/2019 | Claimant(s): Jesse Erdle, Lissette Erdle
Claimant Lawyers(s): Jesse Erdle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John K. Gisleson
Arbitrator(s): Jeffry M. Bauer, John C. Aten, Paul K. Stecker
Hearing Site: Buffalo, NY
|  | $0 |
| 17-02676 | 07/12/2019 | Claimant(s): Adriana Fuertes, Camelia Fuertes, Esther Mudafort And Roberto Fuertes
Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Louis Frank Mendez, Roberto C. Quinones-Rivera
Arbitrator(s): Lynne T. Albert, Douglas Earl McLaren, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | $4,881,880 |
| 18-02485 | 07/11/2019 | Claimant(s): Donald Rensch
Claimant Lawyers(s): David Neuman
Respondent(s): Travis Hudak
Respondent Lawyers(s): Dochtor Kennedy
Arbitrator(s): Donald N. Tolin, Richard Marc Weinroth, Barbara M. Anscher
Hearing Site: Salt Lake City, UT
| | $0 |
| 18-03034 | 07/11/2019 | Claimant(s): Jocelyne Nwaisser, Nader Nwaisser
Claimant Lawyers(s): Gerard Martorano
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Thomas E. Shuck
Hearing Site: Los Angeles, CA
| | $425 |
| 17-03364 | 07/10/2019 | Claimant(s): Paul Edmondson
Claimant Lawyers(s): Steven Legum
Respondent(s): Rocco Roveccio
Respondent Lawyers(s): Rocco Roveccio
Arbitrator(s): Kenrick Albert Pratt
Hearing Site: Orlando, FL
| | $45,995 |
| 18-00215 | 07/10/2019 | Claimant(s): Linda Imperia, Luigi Imperia
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Marsha Matson, Stanley Zamor, Sidney J. Wartel
Hearing Site: Miami, FL
| | $0 |
| 19-00219 | 07/10/2019 | Claimant(s): Lynn Deane
Claimant Lawyers(s): Lynn Deane
Respondent(s): Nir Regev
Respondent Lawyers(s): Nir Regev
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | $600 |
| 18-04246 | 07/08/2019 | Claimant(s): Stephanie Stiefel, Neuberger Berman BD LLC
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Paulette Mintz, The Ginger Trust
Respondent Lawyers(s): Kearey Wan
Arbitrator(s): David S. Billet, Linda Yarden, Wayne I. Harris
Hearing Site: New York, NY
| | Expungement |
| 18-01828 | 07/08/2019 | Claimant(s): Linda Caillett, Linda V. Caillet IRA, Linda V. Caillet, Annuitant
Claimant Lawyers(s): Linda V. Caillett
Respondent(s): Daniel Newman, Heather Rosenthal, Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
| | $0 |
| 19-00525 | 07/08/2019 | Claimant(s): Jadina Lilien
Claimant Lawyers(s): Jadina Lilien
Respondent(s): Mark Kolta
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | $0 |
