18-02708 | 07/15/2019 | Claimant(s): Jesse Erdle, Lissette Erdle Claimant Lawyers(s): Jesse Erdle Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John K. Gisleson Arbitrator(s): Jeffry M. Bauer, John C. Aten, Paul K. Stecker Hearing Site: Buffalo, NY
| | $0 |
17-02676 | 07/12/2019 | Claimant(s): Adriana Fuertes, Camelia Fuertes, Esther Mudafort And Roberto Fuertes Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Louis Frank Mendez, Roberto C. Quinones-Rivera Arbitrator(s): Lynne T. Albert, Douglas Earl McLaren, Robert G. Falbisaner Hearing Site: San Juan, PR
| | $4,881,880 |
18-02485 | 07/11/2019 | Claimant(s): Donald Rensch Claimant Lawyers(s): David Neuman Respondent(s): Travis Hudak Respondent Lawyers(s): Dochtor Kennedy Arbitrator(s): Donald N. Tolin, Richard Marc Weinroth, Barbara M. Anscher Hearing Site: Salt Lake City, UT
| | $0 |
18-03034 | 07/11/2019 | Claimant(s): Jocelyne Nwaisser, Nader Nwaisser Claimant Lawyers(s): Gerard Martorano Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Thomas E. Shuck Hearing Site: Los Angeles, CA
| | $425 |
17-03364 | 07/10/2019 | Claimant(s): Paul Edmondson Claimant Lawyers(s): Steven Legum Respondent(s): Rocco Roveccio Respondent Lawyers(s): Rocco Roveccio Arbitrator(s): Kenrick Albert Pratt Hearing Site: Orlando, FL
| | $45,995 |
18-00215 | 07/10/2019 | Claimant(s): Linda Imperia, Luigi Imperia Claimant Lawyers(s): Jeffrey Erez Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Marsha Matson, Stanley Zamor, Sidney J. Wartel Hearing Site: Miami, FL
| | $0 |
19-00219 | 07/10/2019 | Claimant(s): Lynn Deane Claimant Lawyers(s): Lynn Deane Respondent(s): Nir Regev Respondent Lawyers(s): Nir Regev Arbitrator(s): Joseph R. Soraghan Hearing Site: St. Louis, MO
| | $600 |
18-04246 | 07/08/2019 | Claimant(s): Stephanie Stiefel, Neuberger Berman BD LLC Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Paulette Mintz, The Ginger Trust Respondent Lawyers(s): Kearey Wan Arbitrator(s): David S. Billet, Linda Yarden, Wayne I. Harris Hearing Site: New York, NY
| | Expungement |
18-01828 | 07/08/2019 | Claimant(s): Linda Caillett, Linda V. Caillet IRA, Linda V. Caillet, Annuitant Claimant Lawyers(s): Linda V. Caillett Respondent(s): Daniel Newman, Heather Rosenthal, Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Mark A. Myers Hearing Site: New Orleans, LA
| | $0 |
19-00525 | 07/08/2019 | Claimant(s): Jadina Lilien Claimant Lawyers(s): Jadina Lilien Respondent(s): Mark Kolta Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY
| | $0 |