Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01327 | 11/20/2024 | Claimant(s): Carlina Rodriguez Claimant Lawyers(s): Nico Banks Respondent(s): SW Financial Respondent Lawyers(s): Axos Clearing Arbitrator(s): George G. Kurschner, Richard W. Epstein, Robert J. Buchner Hearing Site: Boca Raton, FL |  | $200,400 |
| 24-00826 | 11/20/2024 | Claimant(s): Stephen Malloy Claimant Lawyers(s): Stephen Malloy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg M. Scanlon Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY | | $30,050 |
| 24-01402 | 11/19/2024 | Claimant(s): Dale L. Deahn IRA Claimant Lawyers(s): Dale L. Deahn Respondent(s): Kenneth Ulrich Respondent Lawyers(s): Seth Bursky Arbitrator(s): Peter A.P. Dunlop Hearing Site: Buffalo, NY | | $300 |
| 23-01669 | 11/19/2024 | Claimant(s): The MW Trust Claimant Lawyers(s): Andrew M Greenidge Respondent(s): Saturna Brokerage Services Respondent Lawyers(s): Joseph E. Floren Arbitrator(s): Brent J. Rosenbaum, Jack R. Goetz, Stephen Howard Marcus Hearing Site: Los Angeles, CA | | Expungement |
| 23-02477 | 11/18/2024 | Claimant(s): Ordower & Ordower P.C. Pension Claimant Lawyers(s): Lawrence Ordower Respondent(s): Carlo Licata, Craig Zvonar, Morgan Stanley, Mark Evans Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | | Expungement |
| 23-01506 | 11/15/2024 | Claimant(s): Richard Rubin Claimant Lawyers(s): David Vermont Respondent(s): Morgan Stanley Respondent Lawyers(s): Alexandros Diplas Arbitrator(s): Lynne M. Reid-McQueen, Mitchell H Rubinstein, Peter D.C. Mason Hearing Site: New York, NY | | Expungement |
| 24-00988 | 11/13/2024 | Claimant(s): Eric Wilkison Claimant Lawyers(s): Eric Wilkison Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN | | Dismissed by Rule 12504 |
| 24-01518 | 11/13/2024 | Claimant(s): Tradestation Securities. Claimant Lawyers(s): Steven M. Greenbaum Respondent(s): Yehuda Levinger Respondent Lawyers(s): Benjamin R. Zakarin Arbitrator(s): Nancy Kramer, Steven Gary Leventhal, Hovnan Melkonian Hearing Site: New York, NY | | $124,157 |
| 22-01744 | 11/12/2024 | Claimant(s): James Giannotti Claimant Lawyers(s): Guy Chirico Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Arthur M. Schoenberger, Nancy Kramer, John Michael Bergin Hearing Site: New York, NY | | $0 |
| 23-00586 | 11/12/2024 | Claimant(s): Arline Miller, Arline Miller IRA Claimant Lawyers(s): Arline Miller Respondent(s): Jason Vanclef Respondent Lawyers(s): Jason Vanclef Arbitrator(s): Neil S. Jasper, Olivia J. Valentine, Barry D. Kaye Hearing Site: Los Angeles, CA | | Expungement |