Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 07-00056 | 08/09/2007 | Claimant(s): Welch Family Trust dtd 10/31/91 Claimant Lawyers(s): Chris Rolin Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA |  | $150 |
| 07-00371 | 08/09/2007 | Claimant(s): Jeffrey Laughren Claimant Lawyers(s): Curtis E. Pew Respondent(s): Joseph Stevens & Company. Respondent Lawyers(s): Eric S. Hutner Arbitrator(s): Arthur J. Leibell Hearing Site: Orlando, FL | | $0 |
| 06-00725 | 08/08/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | | Stipulated Award |
| 05-02388 | 08/07/2007 | Claimant(s): E*Trade Securities LLC Claimant Lawyers(s): John Bersin Respondent(s): Robert Pebbles Respondent Lawyers(s): Robert Pebbles Arbitrator(s): Richard L. Oates, F. Guthrie Castle, Jay R. Robinson Hearing Site: Memphis, TN | | $0 |
| 06-01056 | 08/03/2007 | Claimant(s): Harland L. Beers Rollover IRA Claimant Lawyers(s): Robert J. Pearl Respondent(s): Legg Mason Wood Walker Respondent Lawyers(s): Thomas K. Potter Arbitrator(s): John Steve Azadian, Russell W. Merriman, Oliver J. Janney Hearing Site: Tampa, FL | | Stipulated Award |
| 06-04764 | 08/03/2007 | Claimant(s): Francis Wanat Claimant Lawyers(s): Debra G. Speyer Respondent(s): Joseph Barile, Essex and York. Respondent Lawyers(s): Joseph R. Barile Arbitrator(s): Charles L. Prothero Hearing Site: Newark, NJ | | $90,000 |
| 06-00020 | 08/03/2007 | Claimant(s): Mary Morford Claimant Lawyers(s): Chandra Parker Doucette Respondent(s): Lauren Ferrante, L&M Financial Services Respondent Lawyers(s): Lauren A. Ferrante Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL | | $175 |
| 05-06260 | 08/02/2007 | Claimant(s): Lorraine Caveness Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel Scott Bookout Arbitrator(s): Lawrence W. Arness, Tim V. Young, David William Russell Hearing Site: Indianapolis, IN | | $298,659 |
| 06-02660 | 08/01/2007 | Claimant(s): Steven Schwartz Claimant Lawyers(s): Steven P. Schwartz Respondent(s): Wachovia Securities, Delores Vance Respondent Lawyers(s): Ryan P. Smith Arbitrator(s): Samuel J. Henderson, Sandra J. Bakalus, Marilyn K. Dirks Hearing Site: Tampa, FL | | $10,513 |
| 05-03086 | 08/01/2007 | Claimant(s): Polina Tertyshnaya, Alexander Tertyshny Claimant Lawyers(s): Brian Kennedy Respondent(s): VFinance Investments. Respondent Lawyers(s): Adam H. Smith Arbitrator(s): John W. Lear, Russell Stine Heckler, Jerry G. Kos Hearing Site: Philadelphia, PA | | $0 |