| 07-03189 | 05/06/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Conrad
Respondent Lawyers(s): Michael Conrad
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
|  | |
| 07-00079 | 05/06/2008 | Claimant(s): David Pepe
Claimant Lawyers(s): Jack Chan
Respondent(s): Michael Andzel, Morgenthau & Associates.
Respondent Lawyers(s): Richard J. Magid
Arbitrator(s): Bernard A. Kesselman, Elizabeth Lubetkin, Theodore M. Davis
Hearing Site: New York, NY
| | $52,000 |
| 07-03049 | 05/06/2008 | Claimant(s): Estate of Gordon H. Armbruster
Claimant Lawyers(s): Robert Kamman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Samuel L. McClaren
Hearing Site: Phoenix, AZ
| | $3,487 |
| 06-03753 | 05/06/2008 | Claimant(s): Richard B., and Lucy A. Barnes
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Summit Equities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams
Hearing Site: New York, NY
| | $0 |
| 07-01984 | 05/06/2008 | Claimant(s): Robert Wells
Claimant Lawyers(s): Sandor Grossman
Respondent(s): Banc One Securties Corp.
Respondent Lawyers(s): Andrew I Sutter
Arbitrator(s): James Clifton Stone, Hugh C. Durbin, Randall S. Strause
Hearing Site: Louisville, KY
| | $0 |
| 06-00085 | 05/05/2008 | Claimant(s): Roger Hanson
Claimant Lawyers(s): Jordan K. Atzoff
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Judy Louie
Arbitrator(s): John W. Parker, Martin Perlberger, Henry Marris Wollman
Hearing Site: Los Angeles, CA
| | $775,012 |
| 07-03200 | 05/02/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kevin Browne
Respondent Lawyers(s): Kevin Browne
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
| 05-04849 | 05/02/2008 | Claimant(s): Donna Wilson, Lavonia Trimble, Madron Wilson, Rick Wilson, Ruth Attaway, Tim Wilson
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): John Conroy, Kevin Brennan, Robert Marcus, Benson York Group.
Respondent Lawyers(s): Charles M. O'Rourke, John J. Conroy, President, Robert Joseph Marcus
Arbitrator(s): Don M. Bieger, W. William Harness, Samuel Appel
Hearing Site: Birmingham, AL
| | $319,894 |
| 06-03335 | 05/02/2008 | Claimant(s): Joseph McDonald
Claimant Lawyers(s): George F. Riess
Respondent(s): A.G. Edwards & Sons., Scott Foreman
Respondent Lawyers(s): Matthew Salamon
Arbitrator(s): Frederick S. Duncan, Bobby M. Harges, Allen J. Krouse
Hearing Site: New Orleans, LA
| | $7,725 |
| 96-03667 | 05/01/2008 | Claimant(s): Robert Campbell
Claimant Lawyers(s): Mary Campbell
Respondent(s): Andrew Skidmore, First Metropolitan Securities Inc.
Respondent Lawyers(s): Andrew C. Skidmore, William Goble
Arbitrator(s): Ed Gartenberg, David J. Brotman, Cynthia Ann Higgins
Hearing Site: Los Angeles, CA
| | $18,250 |
