20-00599 | 02/25/2022 | Claimant(s): Nicholas M. Del Ninno, IRA Claimant Lawyers(s): Andrew M. Greenidge Respondent(s): Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons, Randal Master Respondent Lawyers(s): Joseph C. Coates, III Arbitrator(s): David M. Snyder, Shameeka E. Quallo, Dwayne Eddie Hickman Hearing Site: Orlando, FL
| | Expungement |
21-01028 | 10/07/2021 | Claimant(s): Kurt Chana, Malesa Young Claimant Lawyers(s): Malesa Lynn Young Respondent(s): Brian Cobb Respondent Lawyers(s): Wesley Holston Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL
| | $18,557 |
20-03256 | 08/31/2021 | Claimant(s): The Sorkin Living Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Gayle B. Carlson, Alan E. Linden, Tyrone Nathaniel Watson Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
19-02025 | 05/10/2021 | Claimant(s): Clyde Holland, Michele Holland Claimant Lawyers(s): Randall Place Respondent(s): Morgan Stanley, Thomas Eisenhuth Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Ron Pekoe, Gayle B. Carlson, John Briggs Hearing Site: Orlando, FL
| | Expungement |
20-01456 | 05/10/2021 | Claimant(s): Leonard Bejger Claimant Lawyers(s): Leonard James Bejger Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL
| | $300 |
20-00402 | 03/02/2021 | Claimant(s): John Miller Claimant Lawyers(s): John Stephen Miller Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Gerald Thomas Harper Hearing Site: Orlando, FL
| | $213 |
20-02045 | 02/09/2021 | Claimant(s): Charles Rizzo, Linda Rizzo, Linda P. Currier Living Trust Claimant Lawyers(s): Kristian Kraszewski Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL
| | Expungement |
19-02389 | 01/06/2021 | Claimant(s): Jean Johnson, Pamela Johnson, Thomas Johnson Claimant Lawyers(s): William B. Young Respondent(s): Charles Hall, Kingsbury Capital. Respondent Lawyers(s): Benjamin B. Coulter, Peter B. King Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Gayle B. Carlson Hearing Site: Orlando, FL
| | Expungement |
19-00027 | 07/15/2020 | Claimant(s): Charlotte A. Pressley Revocable Trust Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Evan Shear, Raymond James Financial Services., Walter Crossley Respondent Lawyers(s): George L. Guerra Arbitrator(s): Anne H. Orr, Richard Merritt Langway, Thomas Tukdarian Hearing Site: Orlando, FL
| | $0 |
19-03224 | 03/27/2020 | Claimant(s): Quang Le Claimant Lawyers(s): Quang Minh Le Respondent(s): Joshua Furlong, Justin Benzinger, Lindsey Olsen, TD Ameritrade., Michael Dashiell, Michael Skomer, Quinton Wadkins Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Tyrone Nathaniel Watson Hearing Site: Orlando, FL
| | $163 |