20-03379 | 07/26/2023 | Claimant(s): Andrew Wysocki, Dean Wysocki Claimant Lawyers(s): Michael Hill Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Samuel H. Chorches, Peter E. Gillespie, Ilene J Feldman Hearing Site: Hartford, CT
| | Expungement |
21-00175 | 10/18/2022 | Claimant(s): Lori Limebeer Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Marc Kalish, Patrick Irvine, Thomas James Walsh Hearing Site: Phoenix, AZ
| | Expungement |
20-02359 | 10/23/2021 | Claimant(s): Rita Vido, Robert Vido, Theodore Wensink Claimant Lawyers(s): Robert Persante Respondent(s): Ahmet Kildis, SunTrust Investment Services. Respondent Lawyers(s): Frederick S. Schrils, Robert K. Jamieson Arbitrator(s): Elizabeth A. Townes, Rochelle Friedman Walk, Natalie Paskiewicz Hearing Site: Tampa, FL
| | $18,582 |
17-01206 | 12/10/2018 | Claimant(s): Ricky Vanzant Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): James King, Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Mary E. Woytek, James A. Hayes, James F. Major Hearing Site: Charlotte, NC
| | $550,000 |
17-01207 | 11/12/2018 | Claimant(s): Kathy Walters Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): James King, Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Richard E. Miley, Dwane Edward Vickstrom, Richard Francis Kane Hearing Site: Charlotte, NC
| | $129,058 |
15-02033 | 04/25/2017 | Claimant(s): Steven Hedrick Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): James King, Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Robert H. Putnam, Michael E. Weddington Hearing Site: Raleigh, NC
| | Expungement |
10-03084 | 11/11/2011 | Claimant(s): Carolyn Smith, John Smith, Sr. (Annuity), Carolyn K. Smith IRA, John Edward Smith, Sr. IRA Claimant Lawyers(s): Eric E. Ludin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Alison Hardage, Muriel Desloovere, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | $55,861 |