| 16-01890 | 07/12/2017 | Claimant(s): Jan Alpert
Claimant Lawyers(s): Jan Alpert
Respondent(s): Wells Fargo Advisors, Jeffrey Thiele
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Bernard A. Kesselman, Anna Lascar, Mitchell Regenbogen
Hearing Site: New York, NY
|  | Expungement |
| 15-01936 | 06/30/2016 | Claimant(s): Joseph Pica
Claimant Lawyers(s): Richard De Vita
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Robert R. Salman, Richard C. Antonelli, Brian J. Strum
Hearing Site: Newark, NJ
| | Expungement |
| 14-02644 | 05/09/2016 | Claimant(s): Brock Lansdale, Jill Lansdale
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Wells Fargo Advisors, Tim Haley
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Peter Kay, Marc Kalish, Bryan Thomas Di Lella
Hearing Site: Phoenix, AZ
| | $113,610 |
| 15-01537 | 04/21/2016 | Claimant(s): Francis Freeman
Claimant Lawyers(s): Vincent J. Booth
Respondent(s): Wells Fargo Advisors, David Matty
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Lawrence R. Maxwell, Coleman Robert Perry, Michael S. Yauch
Hearing Site: Dallas, TX
| | $0 |
| 15-01159 | 02/09/2016 | Claimant(s): Susan Berman, Susan Berman Custodian for Jacob Schwart, Susan Berman Custodian for Joshua Schwar
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | Expungement |
| 13-01645 | 02/04/2016 | Claimant(s): Antonio Cali, Kathryn Cali
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Wells Fargo Advisors, Robert Batchen
Respondent Lawyers(s): Nancy L. Hendrickson, Nuviah Shirazi
Arbitrator(s): John D. Crawford, Frank A. Dusek, Susan L. Walker
Hearing Site: Chicago, IL
| | $0 |
| 14-01741 | 01/07/2016 | Claimant(s): Crosstown Plumbing Supply.
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Howard W. Hirschhorn, Edward W. Morris, Ronald J. Colombo
Hearing Site: Newark, NJ
| | $346,881 |
| 14-02759 | 12/09/2015 | Claimant(s): Charles Avery
Claimant Lawyers(s): Charles G. Avery
Respondent(s): Wells Fargo Advisors, Paolo Bagnato
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $225 |
| 14-01941 | 04/22/2015 | Claimant(s): Larry Osweiler
Claimant Lawyers(s): Larry Osweiler
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | $0 |
| 14-01908 | 04/08/2015 | Claimant(s): Christine DiJullia, Daniel Alampi
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Richard N. Kelmans, Mark E. Hollern, Joseph H. Danziger
Hearing Site: Philadelphia, PA
| | Expungement |
