| 09-05483 | 06/24/2010 | Claimant(s): Mary Cowin
Claimant Lawyers(s): Mary Cowin
Respondent(s): Adam Kramer, Benjamin Ricciardi, Mitchell Scher, Nancy Potts, Metlife Securities Inc., Scher Financial Group
Respondent Lawyers(s): Howard E. Panensky
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
|  | $5,213 |
| 08-00486 | 06/02/2010 | Claimant(s): Ralph Joel
Claimant Lawyers(s): Paul F. Carvelli
Respondent(s): Jay Eisenstark, Eisenstark Advisory.
Respondent Lawyers(s): Jay Eisenstark, Todd M. Sahner
Arbitrator(s): Linda T. Pellegrino, B. David Jarashow, Robert A. Vallone
Hearing Site: Newark, NJ
| | $375,000 |
| 09-05559 | 05/26/2010 | Claimant(s): Mark Segreto
Claimant Lawyers(s): David B. Jarashow
Respondent(s): Matthew Sexton, Marquis Financial Services.
Respondent Lawyers(s): Martin P. Unger, Matthew M Sexton
Arbitrator(s): Alan Shaw
Hearing Site: Newark, NJ
| | $0 |
| 09-04054 | 04/01/2010 | Claimant(s): Lennart B. Svard
Claimant Lawyers(s): Lennart B. Svard
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Kiran Somashekara
Arbitrator(s): Piedad A. Bernikow
Hearing Site: Newark, NJ
| | $6,777 |
| 09-04981 | 03/31/2010 | Claimant(s): Carol Kroptavich, Ronald Kroptavich, IRA FBO Ronald Kroptavich
Claimant Lawyers(s): John McGovern
Respondent(s): Ronald Paull
Respondent Lawyers(s): Dianna D. McCarthy
Arbitrator(s): Edith M. Novack
Hearing Site: Newark, NJ
| | $10,213 |
| 06-01374 | 03/03/2010 | Claimant(s): Dennis Lynch
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): H. Fehn, John Meyers, K. Garrett, Katheleen McPherson, Russell Riccobono, Scott Brooks, Scott Magallanes, Stanley Brooks, Stephen Washburn, Steve Skytte, Brookstreet Securities Corporation, First Providence Financial Group, The Brooks Family Trust
Respondent Lawyers(s): H. Thomas Fehn, John M. Meyers, K. Michael Garrett, Katheleen M. McPherson, Russell Robert Riccobono, Scott Lee Magallanes, Stephen P. Washburn, Steve Skytte, Steven W. Schaefer
Arbitrator(s): John P. Scordo, Alan K. Bloom, Joseph Michael Dougherty
Hearing Site: Newark, NJ
| | $24,400 |
| 04-06763 | 03/01/2010 | Claimant(s): Carol Bach, Daniel Bach, Daniel Bach c/f Marisa Serefina, Daniel Bach IRA, Daniel Bach SEP IRA, Jonathan Bach, Eric Bach & Daniel Bach, Olga Bach & Daniel Bach, Steven Bach, Laura Bach & Daniel Bach
Claimant Lawyers(s): Kevin J. Begley
Respondent(s): Anthony Calascione, Darren DeLuca, Dominick Bianco, Gregory Hasho, Joel Podelsky, Kenneth Rodgers, Lawrence Balzano, Lizy Chandy, Thomas Francis, Thomas Tiernan, Continental Broker-Dealer Corp., Wexford Clearing Services
Respondent Lawyers(s): Anthony Joseph Calascione, Craig Riha, Darren DeLuca, Dominick Bianco, Gregory Mumtaz Hasho, Joel S. Podelsky, John R. Braatz, Kenneth Rodgers, Lawrence Balzano, Michael Clements, Thomas Paul Francis, Timothy Feil
Arbitrator(s): Joseph R. Lally, Robert S. Getman, David Denison
Hearing Site: Newark, NJ
| | $0 |
| 09-02283 | 02/11/2010 | Claimant(s): Lioudmila Pashenkov
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Wachovia Securities, Michael Stevens
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Craig Scott Bartlett
Hearing Site: Newark, NJ
| | $2,213 |
| 08-02464 | 01/28/2010 | Claimant(s): Katy Bekiarides
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): Craig Scott Bartlett, Ronald Citron, Maurice J. Frank
Hearing Site: Newark, NJ
| | $0 |
| 08-02791 | 01/13/2010 | Claimant(s): Laura Quigley
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Ralph Saviano
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): AnnMarie Miller, Douglas John Baumann, Robert J. McDonnell
Hearing Site: Newark, NJ
| | $5,500 |
