| 23-00186 | 10/12/2023 | Claimant(s): Stephen Haff
Claimant Lawyers(s): Stephen August Haff
Respondent(s): Brian Wakefield, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Thomas R. Dreiling, Kate Jacobson, Leslie Elliot Maerov
Hearing Site: Seattle, WA
|  | $0 |
| 22-02304 | 10/12/2023 | Claimant(s): Joel Swartz, Germantown Imaging Associates
Claimant Lawyers(s): Joel D. Swartz
Respondent(s): Erik Snyder, Fidelity Brokerage Services LLC, Rich Hargis
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Lorrie E Whitfield
Hearing Site: Philadelphia, PA
| | $0 |
| 21-02592 | 09/13/2023 | Claimant(s): Dawna Grant, Estate of Leatrice Joyce Grant, Leatrice Joyce Grant Living Trust
Claimant Lawyers(s): Bryan J. Nowlin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Kincade
Arbitrator(s): Nicole T. LeBoeuf, Felicia M. Hamilton, LaCynthia Hurst
Hearing Site: Oklahoma City, OK
| | $0 |
| 23-01049 | 08/21/2023 | Claimant(s): Robert Nanos
Claimant Lawyers(s): Robert L. Nanos
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Edward A. Trabin
Hearing Site: Las Vegas, NV
| | $25 |
| 23-00327 | 07/10/2023 | Claimant(s): David Kelly, Elizabeth Ann Kelly
Claimant Lawyers(s): David M Kelly
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
| 22-00864 | 06/30/2023 | Claimant(s): David Soble
Claimant Lawyers(s): John E. Sutherland
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Gene M. Bauer, Michael P. Breton, Thomas M. Madden
Hearing Site: Boston, MA
| | $0 |
| 22-01661 | 06/29/2023 | Claimant(s): Benjamin Rampe
Claimant Lawyers(s): Benjamin Rampe
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Management Trust Company
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Samuel H. Chorches, John M. D'Amico, David S. Godkin
Hearing Site: Providence, RI
| | $440 |
| 23-00261 | 06/23/2023 | Claimant(s): Jinsong You
Claimant Lawyers(s): Jinsong You
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kara Moore
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
| | $0 |
| 23-00262 | 06/09/2023 | Claimant(s): Jinsong You
Claimant Lawyers(s): Jinsong You
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Travis L. Salmon
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
| | $600 |
| 21-00819 | 05/12/2023 | Claimant(s): Rotem Perelmuter
Claimant Lawyers(s): Geoffrey T. Macbride
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Jeffrey M. Allen, Dorian Antoine Peters, Nancy Lynne Williamson
Hearing Site: San Francisco, CA
| | $3,976,050 |
