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FINRA Awards for Brian Wakefield

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0018610/12/2023Claimant(s): Stephen Haff
Claimant Lawyers(s): Stephen August Haff
Respondent(s): Brian Wakefield, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Thomas R. Dreiling, Kate Jacobson, Leslie Elliot Maerov
Hearing Site: Seattle, WA
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