| 09-06313 | 07/28/2010 | Claimant(s): James D. and Janet D. Cary
Claimant Lawyers(s): James D. Cary
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula McManus
Arbitrator(s): Malcolm T. Cleland
Hearing Site: Denver, CO
|  | $7,890 |
| 09-03788 | 07/20/2010 | Claimant(s): David Gelerman
Claimant Lawyers(s): David A. Conti
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): William H. McCarter, Howard M. Miller, Pamela E. Berman
Hearing Site: Boston, MA
| | $232,441 |
| 09-06893 | 07/16/2010 | Claimant(s): Esemco Corporation, Steve N. Mitchell IRA, Steve N. Mitchell Roth IRA
Claimant Lawyers(s): Steve N. Mitchell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sean R. Murphy
Arbitrator(s): Carolyn A. Mann
Hearing Site: Albany, NY
| | $425 |
| 09-04361 | 07/14/2010 | Claimant(s): Arthur Ruiz Jr. and Patty Ruiz
Claimant Lawyers(s): Arthur Ruiz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Leonard E. Benade
Hearing Site: New Orleans, LA
| | $150 |
| 09-06550 | 06/18/2010 | Claimant(s): Yin Qu
Claimant Lawyers(s): Yin Qu
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Peter M Brabbee
Hearing Site: San Francisco, CA
| | $38 |
| 08-04967 | 04/30/2010 | Claimant(s): Henri Blain
Claimant Lawyers(s): Nicki Samson
Respondent(s): Michael Borgioli, Fidelity Brokerage Services LLC, FMSBONDS.
Respondent Lawyers(s): Julie W. Portera, Sydney A. Marks
Arbitrator(s): Stan West, John C. Newsom, James W. Geiger
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-05684 | 04/29/2010 | Claimant(s): Laurens Hoppenbrouwer
Claimant Lawyers(s): Laurens M. Hoppenbrouwer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Richard P. Regan
Hearing Site: Washington, DC
| | $1,163 |
| 09-04470 | 04/22/2010 | Claimant(s): Chadd Edlein
Claimant Lawyers(s): Chadd Edlein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula McManus
Arbitrator(s): Melinda G. Jayson
Hearing Site: Dallas, TX
| | $0 |
| 09-05059 | 04/19/2010 | Claimant(s): Doris Benson
Claimant Lawyers(s): Doris Benson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Howard W. Shannon
Hearing Site: Phoenix, AZ
| | $2,389 |
| 09-01252 | 03/16/2010 | Claimant(s): Baron Ritchie
Claimant Lawyers(s): Phillip L. Sternberg
Respondent(s): Jeffrey Rein, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Kenneth J. Safran, William H. Morris, Jennifer Ann Shandler
Hearing Site: Detroit, MI
| | $0 |
