Potomac Analytics' Logo

FINRA Awards for Boca Raton, FL

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 621-630 out of 706 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0188508/19/2009Claimant(s): Irv Dubinsky and Nannine Dubinsky
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$140,000
07-0200908/19/2009Claimant(s): Shirley Wishnew
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$73,000
06-0487408/19/2009Claimant(s): Claire E. Cohen Tru. TTEE Claire Cohen, Frances L. Kagen Tru. TTEE Murray Kage, Murray H. Kagen Rev. Liv. Tru. TTEE
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0026708/19/2009Claimant(s): Fred and Kathryn Lindsley
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0356007/30/2009Claimant(s): Joseph E. Shamy & Greta R. Shamy, JTWROS
Claimant Lawyers(s): Daniel Shamy
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): John C. Newsom, Harvey Alan Blicksilver, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0245407/21/2009Claimant(s): Donald Carter, Jennifer Carter, Nancy Carter, Lauren Carter Millennium Trust, Lauren Eve Carter Educational Trust, Maxine Half Revocable Trust, Nancy Carter & Kevin Asch Trust, Nancy Carter & Stephanie Asch 1992 Tr, Stephanie Carter Millennium Trust, Stephanie Esther Carter Educational Tr
Claimant Lawyers(s): David J. Feingold
Respondent(s): Wachovia Securities, Kurt Sylvia
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Paul W. Sterman, Joseph Benalt, Gabriela Rif
Hearing Site: Boca Raton, FL
Checkmark Icon$143,000
08-0053307/13/2009Claimant(s): William Corcoran
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): John N. Breazeale, David P. Slater, Richard J. Kaplan
Hearing Site: Boca Raton, FL
Checkmark Icon$402,253
08-0156507/09/2009Claimant(s): Michael Greco, Salvatore Greco, Santo Greco, Cusano's Italian Bakery.
Claimant Lawyers(s): Walter J. Mathews, Walton S. Kinsey
Respondent(s): Empire Financial Group.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Stan West, Richard J. Kaplan, Dennis J. Levin
Hearing Site: Boca Raton, FL
Checkmark Icon$90,086
08-0423507/06/2009Claimant(s): Joseph Messina
Claimant Lawyers(s): Joseph Messina
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0382906/26/2009Claimant(s): Richard J. Zachar and Dawn K. Zachar
Claimant Lawyers(s): Richard J. Zachar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
Checkmark Icon$0

706 Results

Display: