| 09-02083 | 03/25/2010 | Claimant(s): Cordelia Dellapina, Walter Dellapina, Walter and Cordelia Dellapina, JTWROS
Claimant Lawyers(s): Alan Foxman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Robert A. Sauerberg, Ellen J. Abrams, William G. Geisert
Hearing Site: Boca Raton, FL
|  | $0 |
| 09-02004 | 03/23/2010 | Claimant(s): Joseph Schuessler and Diane Schuessler
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Jill R. Yutzy
Arbitrator(s): Richard E. Conner
Hearing Site: Boca Raton, FL
| | $0 |
| 09-05529 | 03/03/2010 | Claimant(s): Paul Geier
Claimant Lawyers(s): Leonardo Trivigno
Respondent(s): The GMS Group
Respondent Lawyers(s): John E. Jenkins
Arbitrator(s): Stanley Seidman
Hearing Site: Boca Raton, FL
| | $425 |
| 08-03109 | 02/19/2010 | Claimant(s): Andrew Stein, Stein Holdings., Stein Investments
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Myron S. Dunay, Paul W. Sterman, Bernice Leah Stander
Hearing Site: Boca Raton, FL
| | $2,500,000 |
| 09-00127 | 02/17/2010 | Claimant(s): Sanford Josephson, Sanford Josephson Rev Living Trust
Claimant Lawyers(s): Alan Foxman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): David L. Hodgson, Gilbert A. Schnirman, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $0 |
| 09-00840 | 02/16/2010 | Claimant(s): John V.L. Parry & Susan M. Parry JTWROS, The Concetta V. Fearn Trust, The John & Susan Parry CR Trust
Claimant Lawyers(s): John V.L. Parry
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Timothy Jernigan
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Janet N. Smiles, Marie G. Peterson, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | $588 |
| 09-00383 | 02/04/2010 | Claimant(s): JNG Consulting LLC
Claimant Lawyers(s): Seth Huberman
Respondent(s): Albert Poliak, Douglas Kaiser, Frank Salvatore, Robert Keyser, Thomas Field, Thomas Hands, William Fox, Dawson James Securities.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Kathy N. Novick, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-02901 | 02/04/2010 | Claimant(s): Indian River Management
Claimant Lawyers(s): David A. Bardes
Respondent(s): Charles Atkins, Teresa Doane, Private Capital Management
Respondent Lawyers(s): Dana N. Pescosolido
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
| | $0 |
| 09-04048 | 02/01/2010 | Claimant(s): Sharon Duliga
Claimant Lawyers(s): Sharon Duliga
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christine M. Hanna
Arbitrator(s): Robert J. Saex
Hearing Site: Boca Raton, FL
| | $15,425 |
| 09-02077 | 01/08/2010 | Claimant(s): Mark Kielar, Tammy Kielar, ACTS Capital Investments
Claimant Lawyers(s): Scott J. Link
Respondent(s): Alterna Capital Corp.
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Stuart Harvey Ziegler, Sydney E. Blum, Stephen Farquhar Adams
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
