12-04364 | 06/16/2014 | Claimant(s): Carlos Moringlane, Delia Perez Claimant Lawyers(s): Tomas E. Colon Respondent(s): Respondent Lawyers(s): Arbitrator(s): Steven N. Ainbinder, Bernard A. Becker, Rex D.K. Seymour Hearing Site: San Juan, PR
| | Expungement |
11-04390 | 02/26/2014 | Claimant(s): Ada Robles-Davila, Jose Sanchez-Velez Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Ruben Rodriguez, Oriental Financial Services Corp. Respondent Lawyers(s): Alfredo Fernandez Martinez, Ruben Rodriguez-Dominguez Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Luz Ivette Rivera Hearing Site: San Juan, PR
| | Expungement |
11-02104 | 10/08/2013 | Claimant(s): Laylianny and Juan Daniel Otero-Ortiz Tr Claimant Lawyers(s): Alfredo Castellanos Respondent(s): Nilsa Ortiz-Alvarado, PFS Investments Inc. Respondent Lawyers(s): Alfredo Castellanos, Brett A. Rogers Arbitrator(s): Bernard A. Becker, S. William Gersten, Richard J. Kaplan Hearing Site: San Juan, PR
| | $0 |
11-04423 | 09/26/2013 | Claimant(s): Aurea Pou Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR Respondent Lawyers(s): Nannette Berrios-Haddock, Roberto C. Quinones-Rivera Arbitrator(s): Bernard A. Becker, Jerrold Levine, Louis David Huss Hearing Site: San Juan, PR
| | Expungement |
12-01316 | 09/06/2013 | Claimant(s): Lilliane Ferrer Claimant Lawyers(s): Juan C. Blasini Gonzalez Respondent(s): Popular Securities. Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Bernard A. Becker, Barth Satuloff, Jonathan H. Parker Hearing Site: San Juan, PR
| | $0 |
11-01173 | 08/15/2013 | Claimant(s): Ramon Puig Rodriguez and Evelyn Carrion Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Charles Hoffman Hearing Site: San Juan, PR
| | Expungement |
12-00225 | 04/01/2013 | Claimant(s): Victor Alvarez-Mauras Claimant Lawyers(s): Paul Vilaro Nelms Respondent(s): Popular Securities. Respondent Lawyers(s): Alan Wolper Arbitrator(s): Roy B. Gonas, Bernard A. Becker, Daniel P. Lund Hearing Site: San Juan, PR
| | $0 |
11-03504 | 12/21/2012 | Claimant(s): Awilda Vilches Reyes Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Fred Abramoff Hearing Site: San Juan, PR
| | Expungement |
11-00758 | 10/04/2012 | Claimant(s): Carlos Perez Claimant Lawyers(s): Marie Elsie Lopez-Adams Respondent(s): Citigroup Global Markets., Juan Estarellas Sabater Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Guillermo A. Gleizer Hearing Site: San Juan, PR
| | $25,300 |
11-02319 | 08/17/2012 | Claimant(s): Ruben Irizarry Alcaraz Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Nannette Berrios Haddock, Roberto C. Quinones-Rivera Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Louis David Huss Hearing Site: San Juan, PR
| | Expungement |