| 22-01275 | 08/07/2023 | Claimant(s): Ray Nuss
Claimant Lawyers(s): Ray Nuss
Respondent(s): Edward Jones
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Rhonda S. McCarthy, Leonard Arthur Nelson, Troy J. Bird
Hearing Site: Omaha, NE
|  | Dismissed by Rule 12212 |
| 22-02719 | 06/09/2023 | Claimant(s): Darrell Heinen, Dave Sutton, Dustin McCurdy, Grant Wells, Harbans Lal, Herbert Nieport, Jerry Grove, Jon Miller, Mark Wells, Marlan Elbert, Richard O'Brien, Wells AG Supply, Richard and Ruth O'Brien
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Kevin Springstead, Louis Pellegriti, Patrick Cavanagh, Terry Tzagarakis
Respondent Lawyers(s): Kevin Francis Springstead, Louis Joseph Pellegriti, Patrick Joseph Cavanagh, Terry Tzagarakis
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE
| | $1,564,950 |
| 23-00391 | 04/25/2023 | Claimant(s): William Siefert
Claimant Lawyers(s): Robert Kerrigan
Respondent(s): Joseph Todaro
Respondent Lawyers(s): Joseph Paul Todaro
Arbitrator(s):
Hearing Site: Omaha, NE
| | $131,556 |
| 21-02686 | 11/18/2022 | Claimant(s): Jerome Destigter IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Maxim Beliakov
Respondent Lawyers(s): Maxim Beliakov
Arbitrator(s): Deanna M. Tuley
Hearing Site: Omaha, NE
| | $0 |
| 21-01008 | 05/07/2021 | Claimant(s): Dan Burns, Dawn Burns
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Kevin Nevin, Trevor Gordan, Sandlapper Securities
Respondent Lawyers(s): Kevin Mark Nevin, Trevor Lee Gordan, Trevor Gordon
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Omaha, NE
| | $1,557,170 |
| 18-01679 | 06/29/2020 | Claimant(s): Stephen Schroeder
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Blake Kiernan
Respondent Lawyers(s): Blake H. Kiernan
Arbitrator(s): Mark L Miller, Charles G. Michaels, Robert Elman
Hearing Site: Omaha, NE
| | $69,550 |
| 18-03414 | 09/04/2019 | Claimant(s): James Vanderloop
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Daniel Kloskowski, Todd Henrich
Respondent Lawyers(s): Daniel Joseph Kloskowski, Todd Joseph Henrich
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Omaha, NE
| | $15,942 |
| 17-02855 | 05/30/2019 | Claimant(s): Donald L. and Beverly C. Hamill
Claimant Lawyers(s): Donald Hamill
Respondent(s): David Harris, Doris Burr, Gregory Shea, Harry Peters, Joseph Hooper, Justin Burr, Kevin Cline, Robert Burr, Russell Newton, Stephen Larkin, Blue Ridge Group., Source Capital Group.
Respondent Lawyers(s): Company President, David Webster Harris, David Harris, Doris R. Burr, Harry Peters, Michael A. Valenti, Russell William Newton, Stephen Carl Larkin, Travis Creed
Arbitrator(s): Michael S. Matek, Mark S. Foster, Michael D. Fitzgerald
Hearing Site: Omaha, NE
| | $0 |
| 17-00841 | 10/08/2018 | Claimant(s): Austin Wambold, James Wambold, Susan Wambold
Claimant Lawyers(s): Lars K Soreide
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash
Hearing Site: Omaha, NE
| | Expungement |
| 14-02349 | 09/24/2018 | Claimant(s): Fred Zenk
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Paul Posillico, Qi Huang, Stephen Grivas, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Corporate Office, John Telfer, Paul Anthony Posillico, Qi Huang, Stephen Grivas
Arbitrator(s): Murray S. Levin, Jeffrey M. Bain, James Edward Nash
Hearing Site: Omaha, NE
| | $139,904 |
