Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01426 | 01/29/2024 | Claimant(s): Justin Widick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Financial West Group Respondent Lawyers(s): Gene Valentine, CEO Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE | ||
| 23-00255 | 10/02/2023 | Claimant(s): Landon Troyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Jenny Yuan Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE | ||
| 22-02627 | 08/07/2023 | Claimant(s): Kirby McDonald Claimant Lawyers(s): Jessica E. Levine Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE | ||
| 22-01537 | 06/07/2023 | Claimant(s): David Pitlor Claimant Lawyers(s): David Pitlor Respondent(s): Garrett Wynne, Charles Schwab & Co.., TD Ameritrade., Stacy Fries Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Rochelle E. Dillard, Susan L. Walker, Matthew Rothchild Hearing Site: Omaha, NE | Dismissed by Rule 12504 | |
| 22-01678 | 03/31/2023 | Claimant(s): Dennis Thurman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE | ||
| 22-01326 | 02/28/2023 | Claimant(s): Scott Kaup Claimant Lawyers(s): Derek C. Anderson Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Steven Meyrich, William (Bill) H. O'Donnell, Richard Djokic Hearing Site: Omaha, NE | ||
| 22-02260 | 12/22/2022 | Claimant(s): William Shreve Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE | ||
| 22-00738 | 12/08/2022 | Claimant(s): Anthony Kayser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Daniel A. Woodring, EVP/CEO Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 22-01867 | 11/29/2022 | Claimant(s): Jason Dworak Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE | ||
| 22-00004 | 08/26/2022 | Claimant(s): Paula Deitering Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE |