Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01817 | 03/23/2023 | Claimant(s): Roger Johnson Claimant Lawyers(s): David Vermont Respondent(s): Frank Black, Kostas Tsamos, Southeast Investments, N.C.. Respondent Lawyers(s): Alan M. Wolper, Liam O'Brien Arbitrator(s): Larry Evert Carlson, Marilee Roberg, Howard T. Goffen Hearing Site: Chicago, IL |  | $0 |
| 21-02905 | 10/03/2022 | Claimant(s): Subhash Mannava Claimant Lawyers(s): Oran D. Cart Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 22-00018 | 06/24/2022 | Claimant(s): Candaice Haywood Claimant Lawyers(s): Candaice Haywood Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Michael Joseph Shuckerow Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 22-00304 | 06/23/2022 | Claimant(s): Gregory Kruse Claimant Lawyers(s): Gregory Kruse Respondent(s): Paul Price Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 20-03915 | 08/02/2021 | Claimant(s): Bernadette Donisch, William Donisch Claimant Lawyers(s): William Donisch Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda H. Wright Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 19-02198 | 10/08/2020 | Claimant(s): Scott Roeth Claimant Lawyers(s): Mitchell B. Katten Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jeff Goldman Arbitrator(s): Kenneth N. Adamson, Marilee Roberg, Walter Patrick Giblin Hearing Site: Chicago, IL | | Settlement |
| 20-01082 | 10/02/2020 | Claimant(s): Gary Black Claimant Lawyers(s): Gary Black Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 16-02697 | 11/30/2017 | Claimant(s): Naila Ahmed Claimant Lawyers(s): John J Muldoon Respondent(s): Morgan Stanley, Stephen Bowman Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Howard B. Silverman, Marilee Roberg, Gregory G. Gocek Hearing Site: Chicago, IL | | $37,170 |
| 16-02151 | 10/04/2017 | Claimant(s): Shawn Walton Claimant Lawyers(s): Shawn Walton Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 15-02212 | 10/05/2016 | Claimant(s): Leaman Ames, Pamela Ames Claimant Lawyers(s): Mitchell S. Chaban Respondent(s): Brent Hurt, RBC Capital Markets LLC, Redridge Securities. Respondent Lawyers(s): Brent Hurt, Ronald P. Kane Arbitrator(s): Robert W. Edler, Marilee Roberg, Jules Ira Crystal Hearing Site: Chicago, IL | | $430,824 |