22-00020 | 05/05/2023 | Claimant(s): Bryan Sullivan Claimant Lawyers(s): Ruth I. Major Respondent(s): Wells Fargo Clearing Services, Robert Wellford Respondent Lawyers(s): Sara Soto Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
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21-01761 | 11/07/2022 | Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Marilee Roberg, Seymour Andrew Newman Hearing Site: Chicago, IL
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22-00182 | 10/11/2022 | Claimant(s): Matthew Lohr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
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21-01178 | 12/20/2021 | Claimant(s): Jennifer Jasinski Claimant Lawyers(s): Douglas Hyman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
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20-00512 | 06/16/2020 | Claimant(s): Cody Overstreet Claimant Lawyers(s): Scott Holcomb Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P Nicholson Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
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14-01267 | 12/15/2017 | Claimant(s): Mark Aigner Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Miriam G. Bahcall Arbitrator(s): Doris H. Geck, Marilee Roberg, Frank A. Dusek Hearing Site: Chicago, IL
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13-00583 | 05/16/2014 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Kevin Cloutier Respondent(s): Ernest Newman Respondent Lawyers(s): Thomas F. Asch Arbitrator(s): Jeffrey W. Finke, Marilee Roberg, Gregory Allen Nie Hearing Site: Chicago, IL
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08-00534 | 12/12/2008 | Claimant(s): Michael Macis Claimant Lawyers(s): Michael A. Macis Respondent(s): Raymond Shimizu, Metropolitan Life Insurance Company Respondent Lawyers(s): Heather A. Bailey Arbitrator(s): William J. Bayer, Jeffrey W. Finke, Marilee Roberg Hearing Site: Chicago, IL
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