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FINRA Awards for Thomas F. Asch

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0058305/16/2014Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Kevin Cloutier
Respondent(s): Ernest Newman
Respondent Lawyers(s): Thomas F. Asch
Arbitrator(s): Jeffrey W. Finke, Marilee Roberg, Gregory Allen Nie
Hearing Site: Chicago, IL

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