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FINRA Awards for Michael Louis Goldstone

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0005006/24/2024Claimant(s): Daniel Prielipp, Eddie Yaklin, Miguel Tavarez, Robert McCall
Claimant Lawyers(s): Brandon Dei
Respondent(s): Bernard Jasmin, Daniel Otoya, Hakim Donadelle, Kevin Chen, Serge Parakhnevich, Steros Christoforou, Vladimiro Panichi, PHX Financial.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Christian A. Bourgeacq, Daniel D. Hill, Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark Icon$0
18-0254304/05/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Joseph Talafous
Respondent Lawyers(s): Joseph A Talafous
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark Icon$0
14-0079304/01/2015Claimant(s): Armin Jezari
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark Icon$0
13-0182701/27/2015Claimant(s): Deborah Medellin, Hector Medellin
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Samuel Nelson-Archer
Respondent Lawyers(s): Robert L. Horn
Arbitrator(s): Malcolm Edwin Whittaker, Clark Willis Richards, Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark Icon$17,486
12-0148512/18/2013Claimant(s): Gaile Withers
Claimant Lawyers(s): Cynthia R. Levin Moulton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca Swenson
Arbitrator(s): Jeffrey R. Jury, Michael S. Yauch, Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark IconExpungement
12-0269511/11/2013Claimant(s): Donna Ross, Glenda Donoho
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Financial Synergies Asset Management, In
Respondent Lawyers(s): Erin C. Villasenor
Arbitrator(s): Jeff Kilgore, Jeffrey R. Jury, Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark Icon$0

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