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FINRA Awards for Michael Louis Goldstone

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0149709/23/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Patrick J. Bradley
Respondent(s): Ricardo Turlan
Respondent Lawyers(s): Ricardo Turlan
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
20-0115907/29/2020Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Patrick J. Bradley
Respondent(s): Roger Graham
Respondent Lawyers(s): Roger Ainsworth Graham
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
16-0188512/27/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jose Landin
Respondent Lawyers(s): Jose A. Landin
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX

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