| 13-03390 | 09/09/2014 | Claimant(s): Kenneth Rubin and Lisa Rubin, 2012 Rubin Family Irrevocable Trust
Claimant Lawyers(s): Robert Grundlock
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
|  | $0 |
| 13-00252 | 09/08/2014 | Claimant(s): Mark Piccirillo
Claimant Lawyers(s): Michelle A. Fioravanti
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | $0 |
| 12-04249 | 08/20/2014 | Claimant(s): Robert Coifman
Claimant Lawyers(s): Robert E. Coifman
Respondent(s): Bishop, Rosen & Co..
Respondent Lawyers(s): Isaac Schlesinger
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $0 |
| 13-02163 | 08/19/2014 | Claimant(s): Larry Campbell
Claimant Lawyers(s): Thomas J. Zagami
Respondent(s): Wells Fargo Advisors, Tricia Tompkins
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | $0 |
| 12-03753 | 08/07/2014 | Claimant(s): Celia Shecter
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael P. Marryshow, Patrick R. Westerkamp, Esq., Harold Yaskin
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-00740 | 07/31/2014 | Claimant(s): Nancy Chard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TFS Securities.
Respondent Lawyers(s): Russell S. Burnside
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | $0 |
| 13-01004 | 07/11/2014 | Claimant(s): Elias Abboud
Claimant Lawyers(s): Brett A. Datto
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Jill Leeds-Rivera, Catherine Stewart, Robert Alan Mayer
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-03136 | 07/11/2014 | Claimant(s): John Foster, Sandra Foster
Claimant Lawyers(s): Kristian P. Kraszewiski
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Stephanie M. Wayco
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
| | $600 |
| 13-03523 | 06/30/2014 | Claimant(s): Vimala Kannan
Claimant Lawyers(s): Vimala Kannan
Respondent(s): Steven Schmitt
Respondent Lawyers(s): Rhonda A. Wilson
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 12-00328 | 06/25/2014 | Claimant(s): Ronald Small
Claimant Lawyers(s): Ronald Small
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joseph A. Matteo
Arbitrator(s): Richard A. Purkiss, Edward F. Koren, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
| | $0 |
