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FINRA Awards for Edward Jones

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Displaying 31-40 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0328504/28/2021Claimant(s): William Biddle
Claimant Lawyers(s): Damon Booth
Respondent(s): Edward Jones, Michael Goodwin
Respondent Lawyers(s): Bentley P. Stansbury, Michael Goodwin
Arbitrator(s): Carlos Richard Mangum, David J. Romanski, Arocles Aguilar
Hearing Site: Reno, NV
Checkmark IconExpungement
20-0399304/21/2021Claimant(s): Randall & Evann Richards Living Trust
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): David E. Jarvis
Hearing Site: Milwaukee, WI
Checkmark Icon$24,385
19-0323306/30/2020Claimant(s): Anne Elferdink
Claimant Lawyers(s): Steven E. Martin
Respondent(s): Edward Jones, James Koinis
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): John P. Cullem, Richard R. Logsdon, Kenneth R. Starr
Hearing Site: Tampa, FL
Checkmark IconExpungement
18-0258301/15/2020Claimant(s): Aneita Doering
Claimant Lawyers(s): Todd Neuman
Respondent(s): Gregory Coffing, Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Susanne J. Hollander, Karen Yvonne Preston, Erwin John Dugasz
Hearing Site: Columbus, OH
Checkmark Icon$0
18-0147601/03/2020Claimant(s): Willie Mae Kalisek
Claimant Lawyers(s): Jason E. Williams
Respondent(s): Edward Jones, Ruben Hope
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): James A. Parker, Malcolm Edwin Whittaker, Jeffrey R. Jury
Hearing Site: Houston, TX
Checkmark Icon$0
18-0437412/11/2019Claimant(s): Jack Harvey, Jeannie Kaess
Claimant Lawyers(s): Jeannie Kaess
Respondent(s): Edwin Balmer, Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
Checkmark Icon$0
18-0368311/13/2019Claimant(s): Estate of Ava Nell Harris
Claimant Lawyers(s): Steven P. Harrelson
Respondent(s): Edward Jones, Joshua Tice
Respondent Lawyers(s): Jay Bequette
Arbitrator(s): James A. Parker
Hearing Site: Little Rock, AR
Checkmark Icon$0
18-0331908/22/2019Claimant(s): Thomas Mellish
Claimant Lawyers(s): Jason T Albin
Respondent(s): David Bartfeld, Edward Jones
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Thaddeus J. Tecza, Ilene T. Gormly, Dennis C Moore
Hearing Site: Denver, CO
Checkmark Icon$0
18-0242008/12/2019Claimant(s): Jill Morris
Claimant Lawyers(s): John L. Davis
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
Checkmark Icon$125
18-0182807/08/2019Claimant(s): Linda Caillett, Linda V. Caillet IRA, Linda V. Caillet, Annuitant
Claimant Lawyers(s): Linda V. Caillett
Respondent(s): Daniel Newman, Heather Rosenthal, Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
Checkmark Icon$0

181 Results

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